Kong Wai Cheng
鄭江偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kong Wai Cheng (鄭江偉), a licensed Responsible Officer with CE reference ANM032. Currently licensed at 1 firm(s): JQ Investments (HK) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 60.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JQ Investments (HK) Limited |
RO | Type 1 — Dealing in securities | 2024-08-27 | present |
| JQ Investments (HK) Limited |
RO | Type 4 — Advising on securities | 2024-02-05 | present |
| JQ Investments (HK) Limited |
RO | Type 9 — Asset management | 2024-02-05 | present |
| Akuna Hong Kong Limited |
RO | Type 1 — Dealing in securities | 2023-02-24 | 2023-10-27 |
| Akuna Hong Kong Limited |
RO | Type 2 — Dealing in futures contracts | 2023-02-24 | 2023-10-27 |
| Akuna Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2023-01-30 | 2023-02-24 |
| Akuna Hong Kong Limited |
Rep | Type 2 — Dealing in futures contracts | 2023-01-30 | 2023-02-24 |
| Beevest Securities Limited 蜂投證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-12-23 | 2022-08-10 |
| Beevest Securities Limited 蜂投證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2021-12-23 | 2022-08-10 |
| Beevest Securities Limited 蜂投證券有限公司 |
RO | Type 4 — Advising on securities | 2021-12-23 | 2022-08-10 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 1 — Dealing in securities | 2021-10-07 | 2021-10-18 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-10-07 | 2021-10-18 |
| CMBC Securities Company Limited 民銀證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-04-20 | 2021-09-20 |
| CMBC International Futures Company Limited 民銀國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2021-04-20 | 2021-09-20 |
| CMBC Securities Company Limited 民銀證券有限公司 |
RO | Type 4 — Advising on securities | 2021-04-20 | 2021-09-20 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-02-26 | 2021-04-20 |
| CMBC International Futures Company Limited 民銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-02-26 | 2021-04-20 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-02-26 | 2021-04-20 |
| Ping An Securities (Hong Kong) Company Limited 平安證券（香港）有限公司 |
RO | Type 1 — Dealing in securities | 2020-04-02 | 2021-01-28 |
| Ping An Securities (Hong Kong) Futures Company Limited 平安證券（香港）期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2020-04-02 | 2021-01-28 |
| Ping An Securities (Hong Kong) Company Limited 平安證券（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2019-12-11 | 2020-04-02 |
| Ping An Securities (Hong Kong) Company Limited 平安證券（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2019-12-11 | 2021-01-28 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-17 | 2020-03-27 |
| Ping An Securities (Hong Kong) Futures Company Limited 平安證券（香港）期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-09-17 | 2020-04-02 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
Rep | Type 4 — Advising on securities | 2019-09-17 | 2020-03-27 |
| Ping An Securities (Hong Kong) Futures Company Limited 平安證券（香港）期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2019-09-17 | 2021-01-28 |
| Soochow Securities International Asset Management Limited 東吳證券國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-01-22 | 2019-08-28 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
RO | Type 1 — Dealing in securities | 2018-11-19 | 2019-08-28 |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-11-19 | 2019-08-28 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
RO | Type 4 — Advising on securities | 2018-11-19 | 2019-08-28 |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2018-11-19 | 2019-08-28 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2018-09-24 | 2018-11-19 |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-09-24 | 2018-11-19 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 4 — Advising on securities | 2018-09-24 | 2018-11-19 |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2018-09-24 | 2018-11-19 |
| AP Capital Management (Hong Kong) Limited 雅柏資本管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2018-01-12 | 2018-09-12 |
| AP Capital Management (Hong Kong) Limited 雅柏資本管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2017-08-10 | 2018-09-12 |
| AP Capital Management (Hong Kong) Limited 雅柏資本管理(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2017-08-10 | 2018-09-12 |
| AP Capital Management (Hong Kong) Limited 雅柏資本管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2017-08-08 | 2018-09-12 |
| AP Capital Management (Hong Kong) Limited 雅柏資本管理(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-08-08 | 2018-09-12 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-05-16 | 2017-06-30 |
| Zhongtai International Futures Limited 中泰國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-05-16 | 2017-06-30 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
RO | Type 4 — Advising on securities | 2016-05-16 | 2017-06-30 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-03-16 | 2016-05-16 |
| Zhongtai International Futures Limited 中泰國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-03-16 | 2016-05-16 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-03-16 | 2016-05-16 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2014-04-08 | 2015-12-09 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2014-04-08 | 2015-12-09 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2014-04-08 | 2015-12-09 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-09-11 | 2015-12-09 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2013-09-11 | 2014-04-08 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-20 | 2015-12-09 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-06-20 | 2014-04-08 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-29 | 2011-05-29 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-06-29 | 2011-05-29 |
| Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-07-31 | 2010-05-29 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2008-07-31 | 2010-05-29 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2006-10-05 | 2010-05-29 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-06-02 | 2010-05-29 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-06-02 | 2010-05-29 |