Ming Chung (SFC:ARO234) Lau
劉銘聰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming Chung (SFC:ARO234) Lau (劉銘聰), a licensed former licensee with CE reference ARO234. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2014-09-08 | 2015-08-23 |
| Soochow Securities International Asset Management Limited 東吳證券國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-09-08 | 2015-08-23 |
| Soochow Securities International Asset Management Limited 東吳證券國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-09-08 | 2015-08-23 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2013-08-23 | 2014-07-28 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-08-23 | 2014-07-28 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 9 — Asset management | 2013-08-23 | 2014-07-28 |