Bing Wah Kwok
郭冰樺
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bing Wah Kwok (郭冰樺), a licensed former licensee with CE reference AOL080. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ping An Securities (Hong Kong) Company Limited 平安證券（香港）有限公司 |
RO | Type 4 — Advising on securities | 2019-05-07 | 2021-05-10 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
RO | Type 4 — Advising on securities | 2017-05-17 | 2021-05-10 |
| Ping An Securities (Hong Kong) Futures Company Limited 平安證券（香港）期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2017-05-17 | 2021-05-10 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
Rep | Type 4 — Advising on securities | 2017-03-27 | 2017-05-17 |
| Ping An Securities (Hong Kong) Futures Company Limited 平安證券（香港）期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2017-03-27 | 2017-05-17 |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2014-01-23 | 2017-01-03 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
RO | Type 4 — Advising on securities | 2013-03-11 | 2017-01-03 |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2012-12-20 | 2014-01-23 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 4 — Advising on securities | 2012-12-07 | 2013-03-11 |
| Soochow Securities International Asset Management Limited 東吳證券國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2012-11-20 | 2013-01-16 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 4 — Advising on securities | 2011-05-25 | 2012-10-22 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
Rep | Type 4 — Advising on securities | 2011-04-08 | 2011-05-04 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 4 — Advising on securities | 2010-06-07 | 2011-03-28 |
| CMB International Capital Holdings Corporation Limited 招銀國際金融控股有限公司 |
Rep | Type 1 — Dealing in securities | 2008-01-17 | 2010-05-23 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 4 — Advising on securities | 2007-01-18 | 2007-12-14 |