Hin Pan Tsang

曾憲斌
CE No. AZY145 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hin Pan Tsang (曾憲斌), a licensed Responsible Officer with CE reference AZY145. Currently licensed at 3 firm(s): AJ Asset Management Limited, AJ SECURITIES LIMITED, AJ Futures Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 7.

Licence history

FirmRoleRegulated activityFromTo
AJ Asset Management Limited
安捷資產管理有限公司
Rep Type 9 — Asset management 2023-06-07 present
AJ SECURITIES LIMITED
安捷證券有限公司
RO Type 4 — Advising on securities 2023-06-07 present
AJ Futures Limited
安捷期貨有限公司
RO Type 2 — Dealing in futures contracts 2019-07-08 present
AJ SECURITIES LIMITED
安捷證券有限公司
RO Type 1 — Dealing in securities 2018-05-30 present
AJ SECURITIES LIMITED
安捷證券有限公司
Rep Type 1 — Dealing in securities 2017-09-15 2018-05-30
CITIC Securities Futures (HK) Limited
中信証券期貨(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2012-11-12 2017-09-05
CITIC Securities Brokerage (HK) Limited
中信証券經紀(香港)有限公司
Rep Type 1 — Dealing in securities 2012-07-25 2017-09-05

Related