Yan Zhao
赵妍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Zhao (赵妍), a licensed Representative with CE reference BRG358. Currently licensed at 1 firm(s): Hong Kong Digital Asset EX Limited. Active regulated activities: Type 1 — Dealing in securities; Type 7 — Providing automated trading services. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hong Kong Digital Asset EX Limited 香港數字資產交易集團有限公司 |
Rep | Type 1 — Dealing in securities | 2025-02-24 | present |
| Hong Kong Digital Asset EX Limited 香港數字資產交易集團有限公司 |
Rep | Type 7 — Providing automated trading services | 2025-02-24 | present |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-03-18 | 2024-06-12 |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 4 — Advising on securities | 2024-03-18 | 2024-06-12 |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 9 — Asset management | 2024-03-18 | 2024-06-12 |
| South China Research Limited 南華資料研究有限公司 |
Rep | Type 4 — Advising on securities | 2022-11-08 | 2023-05-19 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2022-10-25 | 2023-05-19 |
| AJ SECURITIES LIMITED 安捷證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-08-31 | 2022-10-07 |