Luyin Wu
吳律寅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Luyin Wu (吳律寅), a licensed Responsible Officer with CE reference ARK024. Currently licensed at 3 firm(s): AJ Futures Limited, AJ SECURITIES LIMITED, AJ Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 13.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AJ Futures Limited 安捷期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2024-12-06 | present |
| AJ SECURITIES LIMITED 安捷證券有限公司 |
RO | Type 4 — Advising on securities | 2023-07-06 | present |
| AJ SECURITIES LIMITED 安捷證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-05-07 | present |
| AJ Asset Management Limited 安捷資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-11-02 | present |
| AJ Futures Limited 安捷期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2024-01-18 | 2024-12-06 |
| AJ Futures Limited 安捷期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2023-07-06 | 2024-01-18 |
| AJ Futures Limited 安捷期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-08-12 | 2023-07-06 |
| AJ SECURITIES LIMITED 安捷證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-08-02 | 2023-07-06 |
| AJ SECURITIES LIMITED 安捷證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-21 | 2021-05-07 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-06-22 | 2017-09-05 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-04-26 | 2016-03-30 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-08-26 | 2016-03-30 |
| Ark Futures (Hong Kong) Limited 同舟期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-08-26 | 2009-05-04 |