Wai Kei (SFC:AVH671) Tam
譚偉基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Kei (SFC:AVH671) Tam (譚偉基), a licensed former licensee with CE reference AVH671. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AJ Corporate Finance Limited 安捷融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-12-12 | 2023-03-03 |
| AJ SECURITIES LIMITED 安捷證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-08-05 | 2023-03-03 |
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-12-07 | 2014-03-17 |
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2012-12-07 | 2014-03-17 |
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-09 | 2014-03-17 |