Hao Chen
陳灝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hao Chen (陳灝), a licensed Responsible Officer with CE reference ATB830. Currently licensed at 3 firm(s): AJ Futures Limited, AJ Asset Management Limited, AJ SECURITIES LIMITED. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 9.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AJ Futures Limited 安捷期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-07-08 | present |
| AJ Asset Management Limited 安捷資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-08-28 | present |
| AJ Asset Management Limited 安捷資產管理有限公司 |
RO | Type 9 — Asset management | 2018-08-28 | present |
| AJ SECURITIES LIMITED 安捷證券有限公司 |
RO | Type 4 — Advising on securities | 2018-07-20 | present |
| AJ SECURITIES LIMITED 安捷證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-01-03 | present |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-06-19 | 2017-09-05 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-17 | 2017-09-05 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-08-12 | 2011-08-12 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-05-29 | 2011-08-12 |