Kam Wah Lui
呂錦華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam Wah Lui (呂錦華), a licensed Responsible Officer with CE reference BMO744. Currently licensed at 1 firm(s): Wealth Management Cube Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wealth Management Cube Limited 富方投資平台有限公司 |
RO | Type 1 — Dealing in securities | 2023-06-06 | present |
| Wealth Management Cube Limited 富方投資平台有限公司 |
Rep | Type 1 — Dealing in securities | 2023-01-11 | 2023-06-06 |
| AJ Asset Management Limited 安捷資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-05-06 | 2022-10-05 |
| AJ SECURITIES LIMITED 安捷證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-03-04 | 2022-10-05 |
| AJ Futures Limited 安捷期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-03-04 | 2022-10-05 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-05-21 | 2021-02-23 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-03-14 | 2021-02-23 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-03-14 | 2019-05-21 |