Kwun Wang Yip
葉冠宏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwun Wang Yip (葉冠宏), a licensed former licensee with CE reference AXY632. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AJ SECURITIES LIMITED 安捷證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-05-18 | 2023-05-05 |
| AJ SECURITIES LIMITED 安捷證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-05-13 | 2023-05-05 |
| AJ Futures Limited 安捷期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-05-13 | 2023-05-05 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-02-26 | 2020-04-03 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-02-12 | 2020-04-03 |
| Tian Yuan Finance (Index Trading) Limited 天元金融(期貨)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-11-25 | 2019-11-29 |
| Tian Yuan Finance Limited 天元金融有限公司 |
Rep | Type 4 — Advising on securities | 2016-03-31 | 2019-11-29 |
| Tian Yuan Finance Limited 天元金融有限公司 |
Rep | Type 1 — Dealing in securities | 2015-12-24 | 2019-11-29 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-03-27 | 2015-12-10 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-29 | 2015-12-10 |