Tian Yuan Finance Limited
天元金融有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tian Yuan Finance Limited (天元金融有限公司), a Hong Kong-based licensed corporation with CE reference AGE667. Current licensed staff on file: 0 (total recorded over time: 61).
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2021-12-23 |
| Type 4 — Advising on securities | present | 2025-06-30 |
| Type 6 — Advising on corporate finance | present | 2020-04-20 |
| Type 9 — Asset management | present | 2025-06-30 |
Licensed staff (all-time) (61)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Alice Wong Kam Chan 陳旺金 | RO 1, 4, 6, 9 | Pre-2003 | 2016-10 |
| Chi Hang (SFC:AVA036) Chan 陳志恆 | RO 1 Rep 1, 4 | 2015-12 | 2019-12 |
| Wah Man Carman Chan 陳華敏 | RO 1, 6 | 2018-01 | 2019-12 |
| Man Kwong Cheng 鄭文光 | RO 1, 4, 9 | 2021-05 | 2021-12 |
| Simon Wai On Cheung 張偉安 | RO 6 Rep 1, 6 | 2017-04 | 2019-12 |
| Tze Man Cheung 張子文 | RO 1, 6 Rep 1, 6 | 2016-12 | 2017-07 |
| Chih Ning Chiu 邱致寧 | RO 4, 9 | 2020-07 | 2021-06 |
| Jianjun Dou 竇建軍 | RO 9 | 2018-10 | 2019-12 |
| Rex Man Hui 許敏 | RO 9 Rep 1, 4, 6 | 2016-03 | 2018-11 |
| Tsz Chun (SFC:ALP760) Hui 許子俊 | RO 1, 4 Rep 1 | 2016-05 | 2019-12 |
| Shing Ngon Lau 劉升昂 | RO 1, 4, 6, 9 | Pre-2003 | 2016-10 |
| Sing Wa Man 文星華 | RO 4, 9 Rep 4, 9 | 2022-01 | 2023-06 |
| Hin Cheung (SFC:AEE952) Tsang 曾衍祥 | RO 1, 6 | 2011-10 | 2015-12 |
| Tony Wing Ming Tsang 曾永明 | RO 9 Rep 4, 6, 9 | 2011-09 | 2014-10 |
| Kai Ah Tung 董啟亞 | RO 1, 4, 9 | 2016-03 | 2019-08 |
| Man Tung | RO 1, 4, 9 Rep 1, 4 | 2016-01 | 2021-04 |
| Chi Hui Wong 黃志栩 | RO 1, 4, 9 | 2021-06 | 2024-03 |
| Hoi Cheung (SFC:AEI105) Wong 王海翔 | RO 9 Rep 6 | Pre-2003 | 2016-05 |
| Xiangtian Bi 畢享天 | Rep 1 | 2017-05 | 2018-07 |
| Chong Hing Chan 陳創興 | Rep 1, 4 | 2016-08 | 2019-12 |
| Ho Wai (SFC:BGQ493) Chan 陳浩維 | Rep 1, 4, 6, 9 | 2015-12 | 2016-04 |
| Mengke Chen 陳夢珂 | Rep 1, 4 | 2016-08 | 2016-10 |
| Tan Ching Cheng 鄭丹菁 | Rep 1 | 2016-09 | 2019-09 |
| Siu Man (SFC:BGQ502) Cheung 張小雯 | Rep 1, 4 | 2015-12 | 2019-08 |
| Yiu Keung Chu 朱耀強 | Rep 1, 4, 6, 9 | 2016-03 | 2017-07 |
| Joey Yuen Yim Fu 傅琬琰 | Rep 1 | 2016-06 | 2019-09 |
| Siyang He 賀司洋 | Rep 1, 4, 9 | 2017-01 | 2018-07 |
| Lap Keung Hui 許立強 | Rep 9 | 2012-01 | 2016-05 |
| Billy Kong 江景庭 | Rep 1, 4, 9 | 2016-08 | 2018-05 |
| Kwun Lau Kong 江觀留 | Rep 1 | 2018-10 | 2019-06 |
| Chun Wing Lai 賴雋永 | Rep 4, 9 | 2007-10 | 2009-02 |
| Wan Yuk Lam 林韻鈺 | Rep 1 | 2016-05 | 2018-07 |
| Polly Yim Ping Lau 劉豔萍 | Rep 1, 4 | 2016-05 | 2019-10 |
| Siu Cheung Lau 劉兆祥 | Rep 6 | 2008-01 | 2016-05 |
| Chun Tung Leung 梁振東 | Rep 1 | 2016-08 | 2017-09 |
| Dicksion Leung 梁迪遜 | Rep 9 | 2017-01 | 2019-07 |
| Ho Wing Leung 梁浩荣 | Rep 1, 4, 9 | 2016-08 | 2019-09 |
| Matthias Chun Hei Leung 梁俊希 | Rep 1 | 2016-01 | 2016-04 |
| Chi Ping Li 李智平 | Rep 1, 4, 9 | 2016-08 | 2019-07 |
| Hoi Andy Lin 林凱 | Rep 1, 6 | 2016-02 | 2017-05 |
| Kingston King Ham Lin 連敬涵 | Rep 6, 9 | Pre-2003 | 2009-07 |
| Sing Chi Liu 廖承志 | Rep 1 | 2016-06 | 2019-12 |
| Chui Chi Ma 馬翠芝 | Rep 1, 4 | 2016-10 | 2019-12 |
| King Fat Poon 潘景發 | Rep 1, 4 | 2016-07 | 2016-08 |
| Hon Sit 薛瀚 | Rep 1, 4, 9 | 2017-01 | 2017-04 |
| Cheuk Yee Tai 戴綽儀 | Rep 1 | 2016-03 | 2017-04 |
| Kai Ming To 杜啟銘 | Rep 1, 4, 9 | 2017-01 | 2017-04 |
| Kwok Pun To 涂國彬 | Rep 4, 9 | 2007-10 | 2009-11 |
| Pik San Wan 溫碧珊 | Rep 1 | 2016-09 | 2019-09 |
| Jue (SFC:BHX885) Wang 王珏 | Rep 4 | 2016-09 | 2017-10 |
| Xiao Wei 魏瀟 | Rep 1, 4, 9 | 2017-01 | 2017-04 |
| Liyang Weng 翁里阳 | Rep 1, 4, 9 | 2016-07 | 2018-10 |
| Xiaofan Wu 鄔小凡 | Rep 1 | 2016-03 | 2018-03 |
| Lin Xiang 向琳 | Rep 1, 4, 9 | 2016-07 | 2019-09 |
| Wang Fung Yeung 楊宏峯 | Rep 1, 4 | 2016-07 | 2019-12 |
| Kwun Wang Yip 葉冠宏 | Rep 1, 4 | 2015-12 | 2019-11 |
| Shek Hung Yip 葉錫洪 | Rep 6 | 2004-03 | 2004-05 |
| Jih Chwen Jason Young 楊治淳 | Rep 9 | 2017-04 | 2019-07 |
| Yan (SFC:BIX275) Zhang 章妍 | Rep 1, 4, 9 | 2017-01 | 2018-06 |
| Ziyu (SFC:BAB675) Zhang 張子煜 | Rep 4, 9 | 2016-07 | 2016-10 |
| Lei (SFC:BIX254) Zhao 趙蕾 | Rep 1, 4, 9 | 2017-01 | 2017-04 |
Showing 1–61 of 61