Wah Man Carman Chan
陳華敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wah Man Carman Chan (陳華敏), a licensed Responsible Officer with CE reference AQD276. Currently licensed at 2 firm(s): CC Kingdom Corporate Finance Limited, CC Venture Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance; Type 9 — Asset management. Total licence records on file: 10.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CC Kingdom Corporate Finance Limited 邁進國權資本有限公司 |
RO | Type 1 — Dealing in securities | 2024-08-09 | present |
| CC Venture Capital Limited 邁進機遇風險投資有限公司 |
RO | Type 4 — Advising on securities | 2022-08-19 | present |
| CC Venture Capital Limited 邁進機遇風險投資有限公司 |
RO | Type 9 — Asset management | 2022-08-19 | present |
| CC Kingdom Corporate Finance Limited 邁進國權資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2020-06-10 | present |
| Kingdom Securities Limited 國權證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-03-02 | 2021-11-25 |
| Tian Yuan Finance Limited 天元金融有限公司 |
RO | Type 1 — Dealing in securities | 2019-01-09 | 2019-12-31 |
| Tian Yuan Finance Limited 天元金融有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-01-03 | 2019-12-31 |
| JW Capital Securities Limited 君威資本證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2011-11-15 | 2017-07-09 |
| JW Capital Securities Limited 君威資本證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-01-14 | 2011-11-15 |
| JW Capital Securities Limited 君威資本證券有限公司 |
Rep | Type 9 — Asset management | 2010-01-14 | 2017-07-09 |