Kai Ming To
杜啟銘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Ming To (杜啟銘), a licensed former licensee with CE reference BIX262. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tian Yuan Finance Limited 天元金融有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-22 | 2017-04-10 |
| Tian Yuan Finance Limited 天元金融有限公司 |
Rep | Type 4 — Advising on securities | 2017-03-22 | 2017-04-10 |
| Tian Yuan Finance Limited 天元金融有限公司 |
Rep | Type 9 — Asset management | 2017-01-13 | 2017-04-10 |