Simon Wai On Cheung
張偉安
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Wai On Cheung (張偉安), a licensed Responsible Officer with CE reference AJK782. Currently licensed at 1 firm(s): CC Kingdom Corporate Finance Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CC Kingdom Corporate Finance Limited 邁進國權資本有限公司 |
RO | Type 1 — Dealing in securities | 2024-08-09 | present |
| CC Kingdom Corporate Finance Limited 邁進國權資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2020-06-10 | present |
| Kingdom Securities Limited 國權證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-03-02 | 2021-11-29 |
| Tian Yuan Finance Limited 天元金融有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-02 | 2019-12-31 |
| Tian Yuan Finance Limited 天元金融有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-04-24 | 2019-12-31 |
| Tian Yuan Finance Limited 天元金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-04-11 | 2017-04-24 |
| Superactive Financial Group Company Limited 先機金融集團有限公司 |
RO | Type 6 — Advising on corporate finance | 2016-06-29 | 2017-03-31 |
| JW Capital Securities Limited 君威資本證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2008-10-02 | 2014-11-19 |
| JW Capital Securities Limited 君威資本證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-03-22 | 2008-10-02 |