Siu Cheung Lau
劉兆祥
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Cheung Lau (劉兆祥), a licensed Responsible Officer with CE reference ABV536. Currently licensed at 1 firm(s): Goldenspring Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 24.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldenspring Asset Management Limited 泉水資產管理有限公司 |
RO | Type 4 — Advising on securities | 2025-02-14 | present |
| Goldenspring Asset Management Limited 泉水資產管理有限公司 |
RO | Type 9 — Asset management | 2025-02-14 | present |
| Zrich Capital Limited 尊悅資本有限公司 |
RO | Type 4 — Advising on securities | 2021-09-29 | 2022-11-30 |
| Zrich Capital Limited 尊悅資本有限公司 |
RO | Type 9 — Asset management | 2021-09-29 | 2022-11-30 |
| HF Securities and Futures Limited 匯福證券及期貨有限公司 |
RO | Type 1 — Dealing in securities | 2019-08-01 | 2020-10-07 |
| HF Securities and Futures Limited 匯福證券及期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-08-01 | 2020-10-07 |
| HF Asset Management Limited 匯福資產管理有限公司 |
RO | Type 9 — Asset management | 2019-08-01 | 2020-10-07 |
| Forthright Securities Company Limited 方德證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-03-27 | 2019-07-20 |
| Forthright Securities Company Limited 方德證券有限公司 |
RO | Type 5 — Advising on futures contracts | 2019-03-27 | 2019-07-20 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-06-13 | 2019-02-15 |
| Tian Yuan Finance Limited 天元金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-01-16 | 2016-05-03 |
| Prudential Index Trading Company Limited 信誠期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2007-01-22 | 2019-02-15 |
| Prudential Index Trading Company Limited 信誠期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2007-01-22 | 2019-02-15 |
| Prudential Index Trading Company Limited 信誠期貨有限公司 |
RO | Type 9 — Asset management | 2007-01-22 | 2019-02-15 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 4 — Advising on securities | 2006-06-30 | 2019-02-15 |
| Prudential Brokerage Limited 信誠證券有限公司 |
RO | Type 1 — Dealing in securities | 2005-10-06 | 2019-02-15 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-10-06 |
| Prudential Index Trading Company Limited 信誠期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2007-01-22 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-12-15 |
| Prudential Index Trading Company Limited 信誠期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2007-01-22 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-12-15 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-12-15 |
| Prudential Index Trading Company Limited 信誠期貨有限公司 |
Rep | Type 9 — Asset management | present | 2007-01-22 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-12-15 |