Ho Wai (SFC:BGQ493) Chan
陳浩維
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Wai (SFC:BGQ493) Chan (陳浩維), a licensed former licensee with CE reference BGQ493. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tian Yuan Finance Limited 天元金融有限公司 |
Rep | Type 1 — Dealing in securities | 2015-12-15 | 2016-04-11 |
| Tian Yuan Finance Limited 天元金融有限公司 |
Rep | Type 4 — Advising on securities | 2015-12-15 | 2016-04-11 |
| Tian Yuan Finance Limited 天元金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-12-15 | 2016-04-11 |
| Tian Yuan Finance Limited 天元金融有限公司 |
Rep | Type 9 — Asset management | 2015-12-15 | 2016-04-11 |