Kwok Pun To
涂國彬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Pun To (涂國彬), a licensed Responsible Officer with CE reference APW217. Currently licensed at 2 firm(s): Wing Fung Securities Limited, Wing Fung Futures Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 9 — Asset management. Total licence records on file: 13.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wing Fung Securities Limited 永豐證券有限公司 |
RO | Type 4 — Advising on securities | 2017-09-21 | present |
| Wing Fung Securities Limited 永豐證券有限公司 |
RO | Type 5 — Advising on futures contracts | 2017-09-21 | present |
| Wing Fung Securities Limited 永豐證券有限公司 |
RO | Type 9 — Asset management | 2017-09-21 | present |
| Wing Fung Securities Limited 永豐證券有限公司 |
RO | Type 1 — Dealing in securities | 2014-12-09 | present |
| Wing Fung Futures Limited 永豐期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2014-05-29 | present |
| Wing Fung Forex Limited 永豐外匯有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2009-12-18 | 2022-12-06 |
| Wing Fung Securities Limited 永豐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-12-01 | 2014-12-09 |
| Wing Fung Futures Limited 永豐期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-12-01 | 2014-05-29 |
| Prudential Index Trading Company Limited 信誠期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-04-18 | 2009-11-30 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 4 — Advising on securities | 2008-01-15 | 2009-11-30 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-18 | 2009-11-30 |
| Tian Yuan Finance Limited 天元金融有限公司 |
Rep | Type 4 — Advising on securities | 2007-10-18 | 2009-11-30 |
| Tian Yuan Finance Limited 天元金融有限公司 |
Rep | Type 9 — Asset management | 2007-10-18 | 2009-11-30 |