Kwun Lau Kong
江觀留
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwun Lau Kong (江觀留), a licensed Responsible Officer with CE reference BAN204. Currently licensed at 1 firm(s): Quam Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-11-22 | present |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2023-11-22 | present |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-07-10 | 2023-11-22 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-07-10 | 2023-11-22 |
| Tian Yuan Finance Limited 天元金融有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-04 | 2019-06-23 |
| Tian Yuan Finance (Index Trading) Limited 天元金融(期貨)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-10-04 | 2019-06-23 |
| Lion International Securities Group Limited 獅子國際證券集團有限公司 |
Rep | Type 1 — Dealing in securities | 2017-04-21 | 2018-09-09 |
| Lion Futures Limited 獅子期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-04-21 | 2018-09-09 |
| Bright Smart Forex Limited 耀才環球外匯有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2016-07-12 | 2017-03-31 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-11-29 | 2017-03-31 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-11-29 | 2017-03-31 |