Sing Chi Liu
廖承志
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sing Chi Liu (廖承志), a licensed Responsible Officer with CE reference APX096. Currently licensed at 1 firm(s): Hao Tian International Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hao Tian International Securities Limited 昊天國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-09-10 | present |
| Hao Tian International Futures Limited 昊天國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2021-09-10 | 2023-02-24 |
| Hao Tian International Securities Limited 昊天國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-06-07 | 2021-09-10 |
| Apricot Capital (Hong Kong) Limited 金杏資本(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-09-01 | 2021-05-06 |
| Modern Innovative Securities Limited 新質證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2020-06-22 | 2020-08-21 |
| Modern Innovative Securities Limited 新質證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-05-04 | 2020-08-21 |
| Modern Innovative Securities Limited 新質證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-05-04 | 2020-06-22 |
| Tian Yuan Finance (Index Trading) Limited 天元金融(期貨)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-10-12 | 2019-12-29 |
| Tian Yuan Finance Limited 天元金融有限公司 |
Rep | Type 1 — Dealing in securities | 2016-06-22 | 2019-12-29 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-06-06 | 2016-06-12 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-26 | 2016-06-12 |