Chi Hui Wong
黃志栩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Hui Wong (黃志栩), a licensed Responsible Officer with CE reference APD168. Currently licensed at 1 firm(s): AA Investment Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 19.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AA Investment Management Limited 安安投資管理有限公司 |
RO | Type 1 — Dealing in securities | 2024-04-26 | present |
| AA Investment Management Limited 安安投資管理有限公司 |
RO | Type 4 — Advising on securities | 2024-04-26 | present |
| AA Investment Management Limited 安安投資管理有限公司 |
RO | Type 9 — Asset management | 2024-04-26 | present |
| AA Investment Management Limited 安安投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2024-04-18 | 2024-04-26 |
| AA Investment Management Limited 安安投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-04-18 | 2024-04-26 |
| AA Investment Management Limited 安安投資管理有限公司 |
Rep | Type 9 — Asset management | 2024-04-18 | 2024-04-26 |
| Tian Yuan Finance Limited 天元金融有限公司 |
RO | Type 1 — Dealing in securities | 2021-06-29 | 2021-12-23 |
| Tian Yuan Finance Limited 天元金融有限公司 |
RO | Type 4 — Advising on securities | 2021-06-29 | 2024-03-08 |
| Tian Yuan Finance Limited 天元金融有限公司 |
RO | Type 9 — Asset management | 2021-06-29 | 2024-03-08 |
| Joyful Capital HK Limited 天喜資本(香港)有限公司 |
RO | Type 4 — Advising on securities | 2019-06-21 | 2020-12-03 |
| Joyful Capital HK Limited 天喜資本(香港)有限公司 |
RO | Type 9 — Asset management | 2019-06-21 | 2020-12-03 |
| BG Securities (HK) Co., Limited 北港證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2017-04-19 | 2021-04-15 |
| Suncorp Securities Limited 新確證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-01-04 | 2017-01-18 |
| Hua Nan Securities (HK) Limited 華南永昌證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2015-06-12 | 2015-12-01 |
| Hua Nan Securities (HK) Limited 華南永昌證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-29 | 2015-06-12 |
| Hua Nan Securities (HK) Limited 華南永昌證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-03-29 | 2012-04-12 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-03-19 | 2011-03-23 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-03-01 | 2011-03-23 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-25 | 2010-01-30 |