Wan Yuk Lam
林韻鈺
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wan Yuk Lam (林韻鈺), a licensed Representative with CE reference BCN958. Currently licensed at 2 firm(s): CITIC Securities Brokerage (HK) Limited, CITIC Securities Futures (HK) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-27 | present |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-07-27 | present |
| Tian Yuan Finance (Index Trading) Limited 天元金融(期貨)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-11-25 | 2018-07-24 |
| Tian Yuan Finance Limited 天元金融有限公司 |
Rep | Type 1 — Dealing in securities | 2016-05-24 | 2018-07-24 |
| Nine Rivers Capital Partners Limited 浚承資本有限公司 |
Rep | Type 1 — Dealing in securities | 2015-10-16 | 2016-05-17 |
| Golden Hen Securities and Futures Limited 金母雞證券期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2013-12-27 | 2015-10-01 |
| Golden Hen Securities and Futures Limited 金母雞證券期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-12-27 | 2015-10-01 |