Cheuk Yee Tai
戴綽儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cheuk Yee Tai (戴綽儀), a licensed Representative with CE reference AUN904. Currently licensed at 1 firm(s): Nomura International (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-01-03 | present |
| Tian Yuan Finance (Index Trading) Limited 天元金融(期貨)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-11-25 | 2017-04-16 |
| Tian Yuan Finance Limited 天元金融有限公司 |
Rep | Type 1 — Dealing in securities | 2016-03-18 | 2017-04-16 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-28 | 2016-03-05 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-07-28 | 2016-03-05 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-28 | 2015-07-24 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-05-28 | 2015-07-24 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-20 | 2015-05-18 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-01-20 | 2015-05-18 |