Chun Wing Lai
賴雋永
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Wing Lai (賴雋永), a licensed Responsible Officer with CE reference ANA177. Currently licensed at 2 firm(s): Wing Fung Securities Limited, Wing Fung Futures Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 9 — Asset management. Total licence records on file: 18.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wing Fung Securities Limited 永豐證券有限公司 |
RO | Type 4 — Advising on securities | 2023-07-24 | present |
| Wing Fung Securities Limited 永豐證券有限公司 |
RO | Type 5 — Advising on futures contracts | 2023-07-24 | present |
| Wing Fung Securities Limited 永豐證券有限公司 |
RO | Type 9 — Asset management | 2023-07-24 | present |
| Wing Fung Securities Limited 永豐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-01-10 | present |
| Wing Fung Futures Limited 永豐期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-01-10 | present |
| Wing Fung Forex Limited 永豐外匯有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2018-11-09 | 2022-12-06 |
| Wing Fung Securities Limited 永豐證券有限公司 |
Rep | Type 9 — Asset management | 2017-12-11 | 2023-07-24 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2009-03-02 | 2009-08-20 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-03-02 | 2009-08-20 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-03-02 | 2009-08-20 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
Rep | Type 9 — Asset management | 2009-03-02 | 2009-08-20 |
| Prudential Index Trading Company Limited 信誠期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-04-18 | 2009-02-28 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 4 — Advising on securities | 2008-01-15 | 2009-02-28 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-31 | 2009-02-28 |
| Tian Yuan Finance Limited 天元金融有限公司 |
Rep | Type 9 — Asset management | 2007-10-31 | 2009-02-28 |
| Tian Yuan Finance Limited 天元金融有限公司 |
Rep | Type 4 — Advising on securities | 2007-10-17 | 2009-02-28 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2006-09-01 | 2007-10-10 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2006-02-08 | 2006-08-18 |