Jianjun Dou
竇建軍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jianjun Dou (竇建軍), a licensed Responsible Officer with CE reference BMY458. Currently licensed at 1 firm(s): Winbull Securities International (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 14.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2025-06-13 | present |
| Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 |
RO | Type 4 — Advising on securities | 2025-06-13 | present |
| Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 |
RO | Type 9 — Asset management | 2025-06-13 | present |
| Open Securities Limited 開盤證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-04-06 | 2025-04-30 |
| Open Securities Limited 開盤證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2023-04-06 | 2025-04-30 |
| Open Securities Limited 開盤證券有限公司 |
RO | Type 4 — Advising on securities | 2023-04-06 | 2025-04-30 |
| Open Asset Management Limited 開盤資産管理有限公司 |
RO | Type 4 — Advising on securities | 2022-11-25 | 2025-04-30 |
| Open Asset Management Limited 開盤資産管理有限公司 |
RO | Type 9 — Asset management | 2022-11-25 | 2025-04-30 |
| Open Asset Management Limited 開盤資産管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-10-03 | 2022-11-25 |
| Open Asset Management Limited 開盤資産管理有限公司 |
Rep | Type 9 — Asset management | 2022-10-03 | 2022-11-25 |
| SunPlus Capital Limited 新領資本有限公司 |
RO | Type 4 — Advising on securities | 2021-02-04 | 2022-07-31 |
| SunPlus Capital Limited 新領資本有限公司 |
RO | Type 9 — Asset management | 2021-02-04 | 2022-07-31 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
RO | Type 9 — Asset management | 2020-04-21 | 2020-07-28 |
| Tian Yuan Finance Limited 天元金融有限公司 |
RO | Type 9 — Asset management | 2018-10-23 | 2019-12-29 |