Open Asset Management Limited

開盤資産管理有限公司

CE No. AAU795 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Open Asset Management Limited (開盤資産管理有限公司), a Hong Kong-based licensed corporation with CE reference AAU795. Currently licensed for regulated activity type(s) 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 6 (total recorded over time: 59). Earliest licence on file: 2011-03-08.

More firms doing Advising on securities →More firms doing Asset management →

Registered address

Room 3208-09, 32/F, Tower 6, The Gateway, 9 Canton Road, Tsim Sha Tsui, Kowloon

Licence history

Activity	From	To
Type 4 — Advising on securities	present	present
Type 9 — Asset management	2011-03-08	present

Licensed staff (all-time) (59)
Active on date

4 Advising on securities 9 Asset management

RO only

Name	Activities	First licensed	To
Yat Sun Chen 陳一新	RO 4, 9 Rep 9	2013-01	2014-03
Hung Tai Cheng 鄭宏泰	RO 4, 9	2017-04	2018-03
Penny Tik Ho Cheung 張迪豪	RO 4, 9	2025-05	Present
Shih-Wei Chiang 江仕偉	RO 4 Rep 4	2009-03	2009-08
I-Chu Chuang 莊易築	RO 4 Rep 4	2007-11	2009-10
Jianjun Dou 竇建軍	RO 4, 9 Rep 4, 9	2022-10	2025-04
Weiguo Fu 傅伟国	RO 4, 9 Rep 4, 9	2024-01	2025-05
Kim Kwong Ho 何劍剛	RO 9 Rep 4, 9	2014-05	2015-09
Shao Hsuan Huang 黃劭萱	RO 9 Rep 4, 9	2012-10	2014-05
Meng Yu Jao 饒孟友	RO 4, 9	2011-12	2012-06
Tsao Lung Lai 賴朝隆	RO 4, 9 Rep 9	2013-01	2020-08
Man Tat Leung 梁文達	RO 4	2003-12	2005-12
Chunyu Li 李春雨	RO 4, 9 Rep 9	2022-11	Present
Kim Man Li 李劍文	RO 4, 9 Rep 4, 9	2021-11	2023-10
Hao Wei Lin 林豪威	RO 4, 9 Rep 4, 9	2011-07	2013-05
Hsiang-Wen Liu 劉湘雯	RO 4	2008-04	2008-10
Jia Mi 米佳	RO 9	2011-03	2012-03
Ka Sing Ngan 顏嘉昇	RO 4, 9	2021-01	2023-08
Tit Shan Pun 潘鐵珊	RO 4, 9	2018-03	2020-07
Yung-Ping Shih 石永平	RO 4, 9 Rep 4, 9	2012-06	2012-12
Kin So 蘇健	RO 4, 9 Rep 4, 9	2020-07	2021-10
Chia Tien Tan 譚家典	RO 4, 9	2009-08	2012-03
Kwan Chung Tang 鄧君仲	RO 4 Rep 4	2004-02	2007-07
Kap Tsoi 蔡革	RO 4	2006-01	2007-09
Chi Man Tsui 徐志文	RO 4	2003-11	2018-12
Tom Wan 尹棠	RO 4	2003-10	2004-02
Leping Wang 王樂平	RO 4, 9	2011-03	2012-02
Chung-Liang Wei 韋忠良	RO 4	2012-06	2014-04
Hok Kam Wong 汪學金	RO 4	Pre-2003	2003-08
Tzu Kuan Wu 吳姿觀	RO 4, 9 Rep 4, 9	2012-02	2017-01
Li Xing 邢莉	RO 4, 9	2023-08	2024-01
Hao Xiong 熊浩	RO 4, 9 Rep 4, 9	2020-10	2021-03
Tsz Kin (SFC:AWW089) Yeung 楊子健	RO 4, 9 Rep 9	2024-01	2025-10
Ki Yin Chan 陳其延	Rep 9	2013-06	2014-01
Cheng Chi Chang 張震極	Rep 4	2004-02	2005-10
Yinyi Chen 陳引怡	Rep 4, 9	2011-08	2012-10
Vincent Wai Sun Cheng 鄭尉燊	Rep 4, 9	2016-05	2017-07
Hung Tung Chin 金宏東	Rep 9	2014-01	2014-06
Meng (SFC:BTS521) Gao 高萌	Rep 4, 9	2023-06	Present
Chuangli He 何闖立	Rep 9	2014-09	2015-03
Jung-Hsuan Hsu 徐榕軒	Rep 9	2017-09	2020-07
Chi Hsin Lam 林志興	Rep 4, 9	2018-09	2020-04
Yik Ting Lau 劉奕霆	Rep 9	2017-07	2018-10
Giggs Law 羅憲淳	Rep 9	2012-01	2013-07
Wesley Chun Yin Lee 李俊賢	Rep 4, 9	2025-04	2025-11
Chi Kai Ivan Lo 羅志佳	Rep 4, 9	2021-09	2022-10
Wenting Ma 馬文婷	Rep 4, 9	2020-09	2021-04
Ting Cheong Ng 吳定昌	Rep 4, 9	2025-12	2026-02
Hung Chieh Ou 歐宏杰	Rep 4, 9	2011-10	2014-03
Siu Hung Tai 戴少雄	Rep 4	2005-05	2005-09
Yu-Ching Tsai 蔡幼青	Rep 9	2013-07	2013-08
Wen-Chi Tu 凃文棋	Rep 4	2004-02	2004-07
Jenny Wai Ming Wong 黃慧明	Rep 4, 9	2016-08	2017-03
Wing On Wong 王永安	Rep 4, 9	2015-04	2015-12
Raymond Teh Sen Wu 吳德生	Rep 9	2011-08	2012-12
Shunfei Xu 徐顺斐	Rep 4, 9	2024-02	2025-10
Huakai Yan 嚴華凱	Rep 4, 9	2025-11	Present
Wenrui Zhang 張文瑞	Rep 4, 9	2026-01	Present
Weiyi Zhu 朱唯一	Rep 4, 9	2025-12	Present