Jenny Wai Ming Wong
黃慧明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jenny Wai Ming Wong (黃慧明), a licensed former licensee with CE reference BEB588. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Ease Investment Limited 中國益祥資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-01-17 | 2024-11-22 |
| China Ease Investment Limited 中國益祥資產管理有限公司 |
RO | Type 9 — Asset management | 2023-01-17 | 2024-11-22 |
| Sky Seal Global Limited 天璽環球有限公司 |
RO | Type 4 — Advising on securities | 2021-01-29 | 2023-01-10 |
| Sky Seal Global Limited 天璽環球有限公司 |
RO | Type 9 — Asset management | 2021-01-29 | 2023-01-10 |
| Peak International Asset Management Co. Limited (The) 高峰國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-02-12 | 2020-07-02 |
| Peak International Asset Management Co. Limited (The) 高峰國際資產管理有限公司 |
RO | Type 9 — Asset management | 2020-02-12 | 2020-07-02 |
| Maxcess Capital Limited 至成資本有限公司 |
RO | Type 4 — Advising on securities | 2019-01-17 | 2020-01-31 |
| Maxcess Capital Limited 至成資本有限公司 |
RO | Type 9 — Asset management | 2019-01-17 | 2020-01-31 |
| Maxcess Capital Limited 至成資本有限公司 |
Rep | Type 4 — Advising on securities | 2017-04-18 | 2019-01-17 |
| Maxcess Capital Limited 至成資本有限公司 |
Rep | Type 9 — Asset management | 2017-04-18 | 2019-01-17 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-26 | 2017-03-13 |
| Open Asset Management Limited 開盤資産管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-08-26 | 2017-03-13 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-08-26 | 2017-03-13 |
| Open Asset Management Limited 開盤資産管理有限公司 |
Rep | Type 9 — Asset management | 2016-08-26 | 2017-03-13 |