Chi Kai Ivan Lo
羅志佳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Kai Ivan Lo (羅志佳), a licensed former licensee with CE reference AXH528. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AWM Asset Management Limited |
RO | Type 4 — Advising on securities | 2025-04-01 | 2026-03-31 |
| AWM Asset Management Limited |
RO | Type 9 — Asset management | 2025-04-01 | 2026-03-31 |
| Techno Horizon Limited 德魯創科資本有限公司 |
RO | Type 4 — Advising on securities | 2023-05-04 | 2025-02-16 |
| Techno Horizon Limited 德魯創科資本有限公司 |
RO | Type 9 — Asset management | 2023-05-04 | 2025-02-16 |
| Techno Horizon Limited 德魯創科資本有限公司 |
Rep | Type 4 — Advising on securities | 2022-10-24 | 2023-05-04 |
| Techno Horizon Limited 德魯創科資本有限公司 |
Rep | Type 9 — Asset management | 2022-10-24 | 2023-05-04 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-11-23 | 2022-10-07 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-11-23 | 2022-10-07 |
| Open Asset Management Limited 開盤資産管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-09-16 | 2022-10-07 |
| Open Asset Management Limited 開盤資産管理有限公司 |
Rep | Type 9 — Asset management | 2021-09-16 | 2022-10-07 |
| Superactive Financial Group Company Limited 先機金融集團有限公司 |
Rep | Type 4 — Advising on securities | 2019-01-21 | 2021-08-31 |
| Superactive Financial Group Company Limited 先機金融集團有限公司 |
Rep | Type 5 — Advising on futures contracts | 2019-01-21 | 2021-08-31 |
| Superactive Financial Group Company Limited 先機金融集團有限公司 |
Rep | Type 9 — Asset management | 2019-01-21 | 2021-08-31 |
| Superactive Financial Group Company Limited 先機金融集團有限公司 |
Rep | Type 1 — Dealing in securities | 2018-12-31 | 2020-08-14 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-26 | 2018-10-27 |