Tom Wan
尹棠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tom Wan (尹棠), a licensed former licensee with CE reference AAD706. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GEO Securities Limited 智易東方證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-03-11 | 2019-10-31 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-01-15 | 2018-12-21 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2017-12-14 | 2018-12-21 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-06-02 | 2018-12-21 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-03-11 | 2018-12-21 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2004-03-11 | 2004-09-21 |
| Open Asset Management Limited 開盤資産管理有限公司 |
RO | Type 4 — Advising on securities | 2003-10-28 | 2004-02-28 |
| Open Securities Limited 開盤證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2004-02-28 |