Hung Chieh Ou
歐宏杰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hung Chieh Ou (歐宏杰), a licensed Responsible Officer with CE reference AQE456. Currently licensed at 1 firm(s): Sky Seal Global Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sky Seal Global Limited 天璽環球有限公司 |
RO | Type 4 — Advising on securities | 2021-01-29 | present |
| Sky Seal Global Limited 天璽環球有限公司 |
RO | Type 9 — Asset management | 2021-01-29 | present |
| Ever-Long Securities Company Limited 長雄證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-03 | 2019-10-18 |
| Ever-Long Securities Company Limited 長雄證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-11-03 | 2019-10-18 |
| Ever-Long Capital Management Limited 長雄資本管理有限公司 |
Rep | Type 9 — Asset management | 2016-11-03 | 2019-10-18 |
| CLC Securities Limited 創僑證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-12-02 | 2016-09-20 |
| CLC Securities Limited 創僑證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-12-02 | 2016-09-20 |
| CLC Asset Management Limited 創僑資產管理有限公司 |
RO | Type 9 — Asset management | 2015-11-10 | 2016-08-21 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
RO | Type 4 — Advising on securities | 2014-07-03 | 2015-09-10 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 |
RO | Type 9 — Asset management | 2014-07-03 | 2015-09-10 |
| Open Asset Management Limited 開盤資産管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-10-26 | 2014-03-31 |
| Open Asset Management Limited 開盤資産管理有限公司 |
Rep | Type 9 — Asset management | 2011-10-26 | 2014-03-31 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2010-12-15 | 2011-07-10 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-02-11 | 2008-09-12 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
RO | Type 4 — Advising on securities | 2008-02-11 | 2011-07-10 |