Yuanta Asia Investment (Hong Kong) Limited
元大亞洲投資(香港)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuanta Asia Investment (Hong Kong) Limited (元大亞洲投資(香港)有限公司), a Hong Kong-based licensed corporation with CE reference ABZ023. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 9 — Asset management. Current licensed staff on file: 6 (total recorded over time: 489). Earliest licence on file: 2003-08-13.
Registered address
23/F, Admiralty Centre, 18 Harcourt Road, Admiralty
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 9 — Asset management | 2007-01-15 | present |
| Type 2 — Dealing in futures contracts | 2003-08-13 | 2019-03-20 |
| Type 3 — Leveraged foreign exchange trading | 2008-07-14 | 2015-01-05 |
| Type 4 — Advising on securities | 2007-01-15 | 2013-11-01 |
| Type 4 — Advising on securities | present | 2003-08-13 |
| Type 5 — Advising on futures contracts | 2003-08-13 | 2013-11-01 |
| Type 6 — Advising on corporate finance | 2010-03-10 | 2013-11-01 |
| Type 6 — Advising on corporate finance | present | 2007-08-17 |
| Type 9 — Asset management | present | 2003-08-13 |
Licensed staff (all-time) (489)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Chi Ying Au 區姿瑩 | RO 9 | 2011-06 | 2014-04 |
| Amy Chan 陳安薇 | RO 1 | 2010-09 | 2011-11 |
| Kin Leung Chan 陳建良 | RO 4, 9 Rep 1, 4, 9 | 2010-02 | 2011-06 |
| Yiu Man Chan 陳耀民 | RO 2, 3, 5 Rep 1, 2, 3 | 2009-05 | 2016-04 |
| Yuk Ying Chan 陳玉英 | RO 6 | Pre-2003 | 2004-03 |
| Li Hau Chau 周李厚 | RO 1 | Pre-2003 | 2003-04 |
| Chih Yung Chen 陳至勇 | RO 1, 4, 9 Rep 1 | 2005-04 | 2013-02 |
| Chuan-Hsin Chen 陳泉鑫 | RO 1 | 2010-11 | 2012-02 |
| Miao-Ju Chen 陳妙如 | RO 1, 9 | 2016-03 | Present |
| Yat Sun Chen 陳一新 | RO 1, 2, 5 Rep 1, 2, 5 | 2003-09 | 2007-03 |
| Albert Chi Leung Cheng 鄭之亮 | RO 6 | Pre-2003 | 2005-03 |
| Wai Kay Cheung 張偉奇 | RO 6 | 2010-03 | 2010-10 |
| Warren Yui Kai Cheung 張睿佳 | RO 1, 6 | 2010-10 | 2011-04 |
| Wei-Yuan Chiang 江偉源 | RO 2, 5 | 2011-11 | 2013-04 |
| Hung Man Fu 符洪民 | RO 1, 2 Rep 1, 2 | Pre-2003 | 2006-12 |
| Adrian Choi Ming Fung 馮載明 | RO 4 Rep 4, 6 | 2004-05 | 2011-06 |
| Chih-Wen Hsu 徐志文 | RO 1, 2, 3 | 2008-07 | 2011-08 |
| Chi Yuan Huang 黃齊元 | RO 6 | 2003-12 | 2012-02 |
| Tzu-Yi Huang 黃子宜 | RO 1 | 2009-05 | 2010-07 |
| Chi Kwan Kee 紀志坤 | RO 1, 2 Rep 1, 2 | 2004-11 | 2015-12 |
| Ming Jen Ku 顧鳴人 | RO 9 Rep 9 | 2021-04 | Present |
| Tsao Lung Lai 賴朝隆 | RO 1 | 2005-12 | 2007-03 |
| Gilbert Shen Hriung Lam 林聖鴻 | RO 1, 2 | Pre-2003 | 2003-12 |
| Man (SFC:AFH206) Lam 林敏 | RO 6 | 2004-05 | 2004-12 |
| Terence Joe Cho Ying Lam 林祖瀛 | RO 1, 4 | 2012-01 | 2013-06 |
| Derrick Wang Yip Lau 劉宏業 | RO 6 | Pre-2003 | 2004-11 |
| On Hong Lau 劉安康 | RO 1, 2, 5 Rep 1, 2, 5 | 2003-10 | 2005-03 |
| Yee Yan Lee 李綺恩 | RO 1, 2, 5 | 2003-08 | 2004-07 |
| Pak Fu Lim 林柏富 | RO 1, 4, 9 Rep 9 | 2006-11 | 2015-12 |
| Hsiu-Hui Lin 林秀惠 | RO 2, 5 | 2011-11 | 2013-04 |
| Lai Sum Christina Liu 廖麗心 | RO 2, 5 | 2003-08 | 2004-06 |
| Hung Chieh Ou 歐宏杰 | RO 4 Rep 1, 9 | 2008-02 | 2011-07 |
| Zhili Sun 孫枝麗 | RO 6 Rep 6 | 2004-03 | 2007-08 |
| Dexter Tak Yin Tao 陶德賢 | RO 6 | 2003-12 | 2007-01 |
| Hung-Te Tao 陶宏德 | RO 1, 2 | 2007-07 | 2010-06 |
| Ming-Hsiao Tsai 蔡明孝 | RO 1 Rep 1 | 2010-09 | 2011-07 |
| David Ngar Yin Wan 溫雅言 | RO 1, 2, 4, 9 | 2012-04 | 2018-04 |
| Siu Shun Wan 溫紹迅 | RO 1, 2, 5 Rep 1, 2 | 2004-08 | 2021-04 |
| Chung-Liang Wei 韋忠良 | RO 1 Rep 1, 2 | 2005-10 | 2012-03 |
| Tsung Hsien Wen 溫宗憲 | RO 1, 9 | 2020-02 | 2026-02 |
| Kwai Sun (SFC:AAC733) Wong 黃桂新 | RO 9 | 2007-03 | 2008-09 |
| Phillis Miu Ling Wong 黃妙玲 | RO 6 | Pre-2003 | 2004-03 |
| Wai Hing (SFC:ACL705) Wong 黃偉慶 | RO 3 | 2009-10 | 2010-10 |
| Yue Tak Wong 王汝德 | RO 1, 4, 6 Rep 1, 6 | 2004-07 | 2011-12 |
| Yi Han Wu 吳怡翰 | RO 1 Rep 1 | 2010-04 | 2012-08 |
| Chia-Wen Yeh 葉嘉雯 | RO 4 Rep 4 | 2008-07 | 2010-08 |
| Tze Fung Yeung 楊子峰 | RO 1, 2, 3, 5 Rep 2 | 2006-05 | 2009-09 |
| Chi Wah Yiu 姚志華 | RO 1, 2, 3, 6 Rep 1, 2, 4, 6, 9 | Pre-2003 | 2016-02 |
| Hsiao-Tsui Yu 游曉翠 | RO 1, 9 | 2020-05 | Present |
| Ivy Chui Ting Yuen 袁翠婷 | RO 1, 6 Rep 1, 6 | 2005-07 | 2011-10 |
| Kwok Wai Yuen 袁國偉 | RO 1, 2, 4, 5 | Pre-2003 | 2011-11 |
| Lok Yan Au Yeung 歐陽樂欣 | Rep 1 | 2011-06 | 2011-10 |
| Alex Tsan Hung Chan 陳燦雄 | Rep 1, 2, 3 | 2009-04 | 2011-08 |
| Alvin Kwun Lin Chan 陳冠年 | Rep 1, 2 | 2005-08 | 2012-11 |
| Cat Pui Sze Chan 陳佩詩 | Rep 1 | 2009-12 | 2010-07 |
| Celia King Ki Chan 陳景琪 | Rep 1, 2, 3 | 2008-12 | 2010-05 |
| Che Yan Chan 陳智仁 | Rep 1, 2 | 2010-04 | 2010-09 |
| Chi Kan Chan 陳志勤 | Rep 1 | 2012-08 | 2012-09 |
| Chor Man Chan 陳楚民 | Rep 1, 2 | 2010-04 | 2013-09 |
| Chun Kit Chan 陳俊傑 | Rep 1, 2 | 2010-08 | 2010-11 |
| Chun Yin Christopher Chan 陳俊彥 | Rep 1, 2 | 2009-03 | 2010-03 |
| Eric Chi Wai Chan 陳志偉 | Rep 1, 2 | 2007-11 | 2015-12 |
| Fan Yeung Chan 陳勳陽 | Rep 1, 2, 3 | 2009-01 | 2009-07 |
| Hay Lap Chan 陳希立 | Rep 1 | 2005-04 | 2005-08 |
| Hei Ming (SFC:ASO239) Chan 陳希明 | Rep 1, 2 | 2009-03 | 2011-05 |
| Ho Ting Chan 陳浩庭 | Rep 1, 2, 4 | 2011-03 | 2013-08 |
| Hoi Hung Chan 陳凱鴻 | Rep 1 | 2008-11 | 2009-09 |
| Hon Fai Chan 陳漢輝 | Rep 1, 2 | 2004-09 | 2013-04 |
| Jennia Pui Man Chan 陳佩敏 | Rep 1 | 2008-05 | 2013-04 |
| Ka Hung (SFC:ABH274) Chan 陳家雄 | Rep 1, 2 | 2005-04 | 2013-04 |
| Ka Yu Chan 陳嘉瑜 | Rep 1, 4 | 2009-05 | 2013-04 |
| Kar Wah Chan 陳家驊 | Rep 2, 3 | 2008-11 | 2010-04 |
| Kin Ho Chan 陳健豪 | Rep 1, 2, 3 | 2009-04 | 2011-01 |
| King Lok Chan 陳敬樂 | Rep 1 | 2010-05 | 2015-12 |
| King Man Chan 陳敬文 | Rep 1, 4, 6, 9 | Pre-2003 | 2008-04 |
| Man Chiu Chan 陳文超 | Rep 1, 2 | 2010-04 | 2010-07 |
| Man Fung (SFC:AUE707) Chan 陳文鋒 | Rep 1, 2, 4 | 2010-12 | 2013-03 |
| Man Na Chan 陳文娜 | Rep 1 | 2007-11 | 2010-03 |
| Pauline Chan 陳麗文 | Rep 1, 2 | 2011-04 | 2015-12 |
| Ping Tong Chan 陳炳堂 | Rep 1, 2 | 2010-05 | 2010-07 |
| Ricky Kam Shui Chan 陳錦緒 | Rep 1 | 2006-08 | 2013-04 |
| Shuk Lei Chan 陳淑妮 | Rep 1, 2, 9 | 2007-04 | 2013-09 |
| Simon Cherk Him Chan 陳卓謙 | Rep 1, 2, 3 | 2009-09 | 2012-08 |
| Siu Ching Chan 陳少清 | Rep 1 | 2007-11 | 2010-03 |
| Siu Chun Chan 陳少春 | Rep 1, 2 | 2009-12 | 2015-12 |
| Siu Wai Chan 陳少威 | Rep 9 | 2011-01 | 2012-08 |
| Sze Ho Chan 陳思浩 | Rep 1 | 2011-03 | 2011-06 |
| Tat Shing Chan 陳達成 | Rep 1, 2, 4 | 2010-11 | 2013-08 |
| Terry Chin Lung Chan 陳展龍 | Rep 1, 2 | 2005-04 | 2013-09 |
| Tsan Tuen Chan 陳贊屯 | Rep 1, 2, 9 | 2009-12 | 2013-05 |
| Wai Kit (SFC:AUB414) Chan 陳偉杰 | Rep 1, 2, 3 | 2010-05 | 2011-01 |
| Wai Loi Chan 陳慧娜 | Rep 1, 4 | 2009-06 | 2011-05 |
| Wai Man (SFC:ACL111) Chan 陳偉文 | Rep 1, 2 | 2010-08 | 2011-12 |
| Wing Yee Wing Chan 陳詠怡 | Rep 1 | 2011-02 | 2012-07 |
| Yiu Man (SFC:ACR627) Chan 陳耀文 | Rep 1 | 2009-11 | 2013-05 |
| Yiu Yan Chan 陳垚茵 | Rep 1 | 2009-12 | 2012-08 |
| Hsiao Hsin Chang 張孝新 | Rep 1, 9 | 2020-05 | Present |
| Hsien-Chun Chang 張憲鈞 | Rep 1 | 2011-03 | 2012-06 |
| Kwok Fai Chang 鄭國輝 | Rep 2 | 2006-12 | 2007-10 |
| Yu-Wei Chang 張玉薇 | Rep 1 | 2009-01 | 2009-06 |
Showing 1–100 of 489
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