Phillis Miu Ling Wong
黃妙玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Phillis Miu Ling Wong (黃妙玲), a licensed former licensee with CE reference ADX640. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JW Capital Securities Limited 君威資本證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2006-04-13 | 2009-07-01 |
| JW Capital Securities Limited 君威資本證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-02-17 | 2006-04-13 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2004-03-23 | 2006-02-09 |
| Polaris Capital (Asia) Limited 寶來資本(亞洲)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-03-23 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-03-23 |