Polaris Capital (Asia) Limited
寶來資本(亞洲)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Polaris Capital (Asia) Limited (寶來資本(亞洲)有限公司), a Hong Kong-based licensed corporation with CE reference AGB139. Current licensed staff on file: 0 (total recorded over time: 57).
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2011-09-07 |
| Type 6 — Advising on corporate finance | present | 2010-03-23 |
Licensed staff (all-time) (57)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Yuk Ying Chan 陳玉英 | RO 1, 6 | Pre-2003 | 2004-03 |
| Albert Chi Leung Cheng 鄭之亮 | RO 6 | Pre-2003 | 2005-03 |
| Mego Mei Yee Cheng 陳美怡 | RO 1 Rep 1, 6 | Pre-2003 | 2010-04 |
| Wai Kay Cheung 張偉奇 | RO 6 Rep 6 | 2008-03 | 2010-03 |
| Warren Yui Kai Cheung 張睿佳 | RO 1, 6 Rep 6 | 2005-04 | 2011-04 |
| Hung Man Fu 符洪民 | RO 1 Rep 1 | 2006-12 | 2009-08 |
| Chi Yuan Huang 黃齊元 | RO 6 | 2003-12 | 2010-03 |
| Derrick Wang Yip Lau 劉宏業 | RO 1, 6 | Pre-2003 | 2005-01 |
| Zhili Sun 孫枝麗 | RO 6 | 2007-06 | 2007-12 |
| Dexter Tak Yin Tao 陶德賢 | RO 6 | 2007-03 | 2007-06 |
| Dale Melvin Hing Gay Tsang 曾慶基 | RO 1 | Pre-2003 | 2007-06 |
| Siu Shun Wan 溫紹迅 | RO 1 | 2010-03 | 2010-12 |
| Phillis Miu Ling Wong 黃妙玲 | RO 6 | Pre-2003 | 2004-03 |
| Yue Tak Wong 王汝德 | RO 6 | 2007-06 | 2010-03 |
| Kai Chung Yim 嚴繼宗 | RO 1 | Pre-2003 | 2007-06 |
| Chi Wah Yiu 姚志華 | RO 6 | 2007-07 | 2010-03 |
| Ivy Chui Ting Yuen 袁翠婷 | RO 6 | 2007-06 | 2008-04 |
| Lynna Lai Nar Au 歐麗娜 | Rep 1 | 2006-10 | 2007-08 |
| Ka Leung Chan 陳嘉亮 | Rep 1 | 2007-04 | 2009-08 |
| Yu-Yu Chang | Rep 1, 6 | 2006-05 | 2008-12 |
| Kwan Kit Chau 周均傑 | Rep 6 | 2008-06 | 2010-03 |
| Yat Sun Chen 陳一新 | Rep 1 | 2003-11 | 2005-01 |
| Yuan Chen 陳遠 | Rep 1, 6 | Pre-2003 | 2004-01 |
| Johnson Cheung 張富紳 | Rep 1, 6 | Pre-2003 | 2003-12 |
| Chuk Nam Chou 周速楠 | Rep 6 | 2007-06 | 2008-04 |
| Ho Yin Choy 蔡浩然 | Rep 1 | 2007-05 | 2010-03 |
| Adrian Choi Ming Fung 馮載明 | Rep 1, 6 | 2004-05 | 2010-03 |
| Emily Suk Fan Fung 馮淑芬 | Rep 1 | 2008-07 | 2010-07 |
| Wenjie Jin 金文杰 | Rep 6 | Pre-2003 | 2004-09 |
| Yan Ting Kum 甘欣庭 | Rep 1 | 2006-05 | 2006-08 |
| Jeffrey Hoi Yue Lau 劉凱宇 | Rep 1, 6 | 2007-03 | 2010-03 |
| On Hong Lau 劉安康 | Rep 1 | 2003-11 | 2005-03 |
| Natalie Hoi Ching Law 羅凱晴 | Rep 1 | 2007-09 | 2010-12 |
| Tak Kuen Law 羅德權 | Rep 1 | 2003-05 | 2005-05 |
| Cheuk Ming (SFC:AAD864) Lee 李卓明 | Rep 1 | 2006-05 | 2006-11 |
| Wendy Wing Yu Lee 李詠瑜 | Rep 6 | Pre-2003 | 2004-01 |
| Yee Yan Lee 李綺恩 | Rep 1, 6 | Pre-2003 | 2005-04 |
| Angela Wai Kwan Leung 梁維君 | Rep 1, 6 | Pre-2003 | 2004-02 |
| Ka Keung Leung 梁家強 | Rep 1, 6 | Pre-2003 | 2008-03 |
| Lai Sum Christina Liu 廖麗心 | Rep 1 | 2003-05 | 2004-06 |
| Wei-Yueh Liu 劉維岳 | Rep 1 | 2008-01 | 2010-03 |
| Chi Keung Lun 倫志強 | Rep 6 | 2006-11 | 2008-10 |
| Kwok Chun Ng 伍國俊 | Rep 1 | 2003-06 | 2007-01 |
| Pak Lin Ng 伍柏廉 | Rep 6 | 2008-06 | 2010-03 |
| Wing Kuen Ng 吳永權 | Rep 1 | 2003-05 | 2004-07 |
| Graham Stuart Ormerod 鄂瑞漢 | Rep 1, 6 | 2004-02 | 2009-07 |
| Ying-Hui Peng 彭穎慧 | Rep 1, 6 | 2008-01 | 2010-07 |
| King Wai Tam 譚經緯 | Rep 6 | 2008-08 | 2010-03 |
| Stanley Siu Lai Tang 鄧兆澧 | Rep 6 | 2007-06 | 2008-03 |
| Pearl Tong 唐詠琁 | Rep 6 | 2004-03 | 2004-05 |
| Yau Wan Tsui 徐幼雲 | Rep 1 | 2003-09 | 2006-09 |
| Chiu Yin Wan 尹超然 | Rep 1 | 2003-06 | 2010-04 |
| Allan Keh Wolhardt 華安倫 | Rep 6 | 2008-01 | 2010-03 |
| Hing Lun Wong 黃慶輪 | Rep 1 | 2003-06 | 2008-03 |
| Sheung Yeung Wong 王上揚 | Rep 1 | 2006-11 | 2007-03 |
| Ching Yat Yu 于正一 | Rep 1 | 2004-01 | 2004-08 |
| Hui (SFC:AOG390) Zhao 趙滙 | Rep 6 | 2007-06 | 2007-07 |
Showing 1–57 of 57