Ivy Chui Ting Yuen
袁翠婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ivy Chui Ting Yuen (袁翠婷), a licensed former licensee with CE reference AGP199. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Convoy Capital Hong Kong Limited 康宏資本香港有限公司 |
RO | Type 6 — Advising on corporate finance | 2012-08-23 | 2013-02-28 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2011-03-10 | 2011-10-04 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2011-03-10 | 2011-10-04 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-02-25 | 2011-03-10 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-02-25 | 2011-03-10 |
| Polaris Capital (Asia) Limited 寶來資本(亞洲)有限公司 |
RO | Type 6 — Advising on corporate finance | 2007-06-26 | 2008-04-16 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2005-09-23 | 2008-04-16 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2005-09-23 | 2007-08-01 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-07-21 | 2005-09-23 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-07-21 | 2005-09-23 |
| VC Capital Limited 滙盈融資有限公司 |
RO | Type 1 — Dealing in securities | present | 2005-04-28 |
| VC Capital Limited 滙盈融資有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2005-04-28 |