King Wai Tam
譚經緯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for King Wai Tam (譚經緯), a licensed Responsible Officer with CE reference ACV699. Currently licensed at 1 firm(s): Huajin Corporate Finance (International) Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-01-17 | present |
| Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-11-25 | 2017-01-17 |
| Cinda International Capital Limited 信達國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-05-11 | 2016-11-14 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-03-17 | 2011-05-01 |
| Polaris Capital (Asia) Limited 寶來資本(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-08-19 | 2010-03-11 |