Sheung Yeung Wong
王上揚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sheung Yeung Wong (王上揚), a licensed former licensee with CE reference AFH200. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-07-22 | 2012-03-24 |
| SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-03-11 | 2011-07-10 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-05 | 2011-07-10 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-05 | 2011-07-10 |
| Polaris Capital (Asia) Limited 寶來資本(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-11-27 | 2007-03-24 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-11-24 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-11-24 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-07-16 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-07-16 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-07-16 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-07-16 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 9 — Asset management | present | 2003-07-16 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-07-16 |