Jeffrey Hoi Yue Lau
劉凱宇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jeffrey Hoi Yue Lau (劉凱宇), a licensed Responsible Officer with CE reference AOT665. Currently licensed at 1 firm(s): Prudential Brokerage Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance; Type 9 — Asset management. Total licence records on file: 12.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prudential Brokerage Limited 信誠證券有限公司 |
RO | Type 9 — Asset management | 2026-05-06 | present |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 — Dealing in securities | 2026-01-26 | present |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 4 — Advising on securities | 2026-01-26 | present |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2026-01-26 | present |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 9 — Asset management | 2026-01-26 | 2026-05-06 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 — Advising on securities | 2013-12-31 | 2025-04-30 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 9 — Asset management | 2013-12-31 | 2025-04-30 |
| Bowen Asia Limited | Rep | Type 4 — Advising on securities | 2011-04-19 | 2014-02-28 |
| Bowen Asia Limited | Rep | Type 9 — Asset management | 2011-04-19 | 2014-02-28 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-03-19 | 2011-01-01 |
| Polaris Capital (Asia) Limited 寶來資本(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-19 | 2010-03-11 |
| Polaris Capital (Asia) Limited 寶來資本(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-03-30 | 2010-03-11 |