Ching Yat Yu
于正一
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ching Yat Yu (于正一), a licensed Responsible Officer with CE reference ABF946. Currently licensed at 1 firm(s): Universal Unite Wealth Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 27.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Universal Unite Wealth Management Limited 天地合財富管理有限公司 |
RO | Type 4 — Advising on securities | 2025-05-21 | present |
| Universal Unite Wealth Management Limited 天地合財富管理有限公司 |
RO | Type 9 — Asset management | 2025-05-21 | present |
| HONGKONG NEW PORT FUND MANAGEMENT LIMITED 香港新港基金管理有限公司 |
RO | Type 4 — Advising on securities | 2024-06-18 | 2025-02-16 |
| HONGKONG NEW PORT FUND MANAGEMENT LIMITED 香港新港基金管理有限公司 |
RO | Type 9 — Asset management | 2024-06-18 | 2025-02-16 |
| AJ Asset Management Limited 安捷資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-01-31 | 2024-06-17 |
| AJ SECURITIES LIMITED 安捷證券有限公司 |
RO | Type 4 — Advising on securities | 2018-07-20 | 2024-06-17 |
| AJ SECURITIES LIMITED 安捷證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-04-18 | 2024-06-17 |
| AJ SECURITIES LIMITED 安捷證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-03-09 | 2018-04-18 |
| Jimei Securities Limited 集美證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-08-21 | 2018-01-31 |
| Head & Shoulders Asset Management Limited 聯合資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-12-07 | 2017-07-22 |
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 4 — Advising on securities | 2014-07-14 | 2017-07-22 |
| Mage Securities Limited 明璣證券有限公司 |
RO | Type 1 — Dealing in securities | 2014-05-19 | 2017-07-22 |
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-01-10 | 2014-05-19 |
| Sanfull Futures Limited 新富期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-07-16 | 2013-12-31 |
| Sanfull Securities Limited 新富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-18 | 2013-12-31 |
| RaffAello Securities (HK) Limited | Rep | Type 1 — Dealing in securities | 2011-09-09 | 2011-10-31 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 1 — Dealing in securities | 2004-08-09 | 2006-06-24 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-08-09 | 2006-06-24 |
| Polaris Capital (Asia) Limited 寶來資本(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-01-19 | 2004-08-02 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-01-19 | 2004-08-02 |
| KuCoin HK Limited | Rep | Type 1 — Dealing in securities | present | 2004-01-16 |
| KuCoin Commodity Futures Limited | Rep | Type 2 — Dealing in futures contracts | present | 2004-01-16 |
| KuCoin HK Limited | Rep | Type 4 — Advising on securities | present | 2004-01-16 |
| KuCoin Commodity Futures Limited | Rep | Type 5 — Advising on futures contracts | present | 2004-01-16 |
| KuCoin HK Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-01-16 |
| KuCoin Commodity Futures Limited | Rep | Type 9 — Asset management | present | 2004-01-16 |
| KuCoin HK Limited | Rep | Type 9 — Asset management | present | 2004-01-16 |