Head & Shoulders Asset Management Limited

聯合資產管理有限公司
CE No. AZC836 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Head & Shoulders Asset Management Limited (聯合資產管理有限公司), a Hong Kong-based licensed corporation with CE reference AZC836. Currently licensed for regulated activity type(s) 9 — Asset management. Current licensed staff on file: 4 (total recorded over time: 35). Earliest licence on file: 2012-05-21.

Registered address

The 12 Floor, CAI Building, No.58 Electric Road, Tin Hou

Licence history

ActivityFromTo
Type 9 — Asset management 2012-05-21 present

Licensed staff (all-time) (35)
Active on date

Name Activities First licensed To
Oscar Ching Fan Chan 陳政勳 RO 9 2012-05 2015-05
Wai Sang Chan 陳偉生 RO 9 Rep 9 2012-05 2025-04
Stephen Henry Chu 徐英略 RO 9 Rep 9 2012-10 Present
Yi (SFC:ALF319) Ding 丁屹 RO 9 2012-05 2014-11
Gang Dong 董綱 RO 9 Rep 9 2012-05 2016-11
Hongwei Huang 黃鴻偉 RO 9 Rep 9 2013-04 Present
Rose Ko 高湘維 RO 9 2025-07 Present
Cho Fung Lau 劉祖鋒 RO 9 Rep 9 2018-04 2024-03
Gloria Yi Lu 陸奕 RO 9 Rep 9 2014-03 2014-08
Yuanqing Rui 芮元青 RO 9 Rep 9 2012-05 2023-12
Cheuk Ling Chan 陳卓伶 Rep 9 2023-08 2025-03
Chun Kit (SFC:BKH860) Chan 陳俊傑 Rep 9 2018-04 2022-12
Hiu Shun Chan 陳曉信 Rep 9 2018-05 2019-03
Thomas Chun Yiu Chan 陳浚曜 Rep 9 2015-10 2017-02
Wai Cheong Chan 陳偉昌 Rep 9 2015-08 2025-04
Yan Yu Jessica Chan 陳欣餘 Rep 9 2018-06 2019-03
Qiming Chen 陳啟明 Rep 9 2012-05 2013-07
Ka Wai Choi 蔡嘉偉 Rep 9 2018-08 2025-03
Yan Dou 竇艷 Rep 9 2014-10 2015-06
Jennifer Siu Yan Ho 何紹茵 Rep 9 2016-09 2018-09
Wing Lim Ho 何永廉 Rep 9 2016-09 2020-05
Shing Hei Lee 李承熹 Rep 9 2018-05 2025-03
Siu Lun Samson Ng 伍兆麟 Rep 9 2016-10 2018-09
Chung Yin (SFC:ARD541) Tam 譚仲賢 Rep 9 2019-01 2020-05
Ming Chu Tse 謝明珠 Rep 9 2020-03 2020-05
Tim Tse 謝添 Rep 9 2016-09 2020-05
Kwan Pang Wong 黃坤鵬 Rep 9 2018-07 2019-03
Qi (SFC:BCY751) Wu 吳琦 Rep 9 2014-04 2014-12
Qihui Xing Rep 9 2026-05 Present
Zhiyuan Ye 叶志遠 Rep 9 2018-12 2020-04
Ho Chun (SFC:BFP526) Yeung 楊皓駿 Rep 9 2015-06 2020-12
Ching Yat Yu 于正一 Rep 9 2015-12 2017-07
Lilian Kit Yee Yu 余潔怡 Rep 9 2013-06 2014-06
Damo Zhang 張大漠 Rep 9 2012-05 2012-06
Ning (SFC:ANE665) Zhang 張寧 Rep 9 2013-12 2024-04
Showing 1–35 of 35

Other Hong Kong SFC firms with overlapping regulated activities

Morgan Stanley Asia Limited

CE AAD291 · 921 staff · 1 shared activity type · 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 · 895 staff · 1 shared activity type · 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 · 836 staff · 1 shared activity type · 華泰金融控股(香港)有限公司

Everbright Securities Investment Services (HK) Limited

CE AAC153 · 434 staff · 1 shared activity type · 光大證券投資服務(香港)有限公司

Manulife Investment Management (Hong Kong) Limited

CE ACP555 · 408 staff · 1 shared activity type · 宏利投資管理(香港)有限公司

China Merchants Securities (HK) Co., Limited

CE AAI650 · 394 staff · 1 shared activity type · 招商證券(香港)有限公司

Phillip Securities (Hong Kong) Limited

CE AAG460 · 325 staff · 1 shared activity type · 輝立證券(香港)有限公司

Mizuho Securities Asia Limited

CE AEZ953 · 269 staff · 1 shared activity type · 瑞穗證券亞洲有限公司

Related