Siu Lun Samson Ng
伍兆麟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Lun Samson Ng (伍兆麟), a licensed Responsible Officer with CE reference ARO283. Currently licensed at 1 firm(s): Cityline Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cityline Securities Limited 城利證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-02-20 | present |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-12-21 | 2020-01-03 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-12-21 | 2020-01-03 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2018-12-21 | 2020-01-03 |
| Mage Securities Limited 明璣證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-02-20 | 2018-09-30 |
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-10-06 | 2017-02-20 |
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-10-06 | 2018-09-30 |
| Head & Shoulders Asset Management Limited 聯合資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-10-06 | 2018-09-30 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2012-11-22 | 2016-09-01 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-11-22 | 2016-09-01 |