Cho Fung Lau
劉祖鋒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cho Fung Lau (劉祖鋒), a licensed Responsible Officer with CE reference BLI767. Currently licensed at 1 firm(s): Mage Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mage Securities Limited 明璣證券有限公司 |
RO | Type 1 — Dealing in securities | 2025-07-07 | present |
| Mage Securities Limited 明璣證券有限公司 |
RO | Type 4 — Advising on securities | 2025-07-07 | present |
| Head & Shoulders Asset Management Limited 聯合資產管理有限公司 |
RO | Type 9 — Asset management | 2021-12-03 | 2024-03-31 |
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-01-08 | 2025-03-26 |
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-04-03 | 2025-07-07 |
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-04-03 | 2025-07-07 |
| Head & Shoulders Asset Management Limited 聯合資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-04-03 | 2021-12-03 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-30 | 2018-02-05 |