Ming Chu Tse
謝明珠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming Chu Tse (謝明珠), a licensed Representative with CE reference ADW209. Currently licensed at 1 firm(s): DELPHINIUM ASSETS MANAGEMENT LIMITED. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DELPHINIUM ASSETS MANAGEMENT LIMITED 締豐資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-09-04 | present |
| DELPHINIUM ASSETS MANAGEMENT LIMITED 締豐資產管理有限公司 |
Rep | Type 9 — Asset management | 2024-09-04 | present |
| Tianlong Securities Co., Limited 天龍證券股份有限公司 |
Rep | Type 4 — Advising on securities | 2020-10-19 | 2024-03-12 |
| Tianlong Securities Co., Limited 天龍證券股份有限公司 |
Rep | Type 9 — Asset management | 2020-10-19 | 2024-03-12 |
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-03-02 | 2020-05-31 |
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-03-02 | 2020-05-31 |
| Head & Shoulders Asset Management Limited 聯合資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-03-02 | 2020-05-31 |