Oscar Ching Fan Chan
陳政勳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Oscar Ching Fan Chan (陳政勳), a licensed Responsible Officer with CE reference AJI806. Currently licensed at 1 firm(s): China International Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 25.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Securities Limited 中國國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2026-01-20 | present |
| VBG Asset Management Limited 建泉資產管理有限公司 |
RO | Type 4 — Advising on securities | 2024-12-05 | 2025-12-31 |
| VBG Asset Management Limited 建泉資產管理有限公司 |
RO | Type 9 — Asset management | 2024-12-05 | 2025-12-31 |
| Fargo Space Partners Limited | RO | Type 4 — Advising on securities | 2020-06-29 | 2024-10-31 |
| Fargo Space Partners Limited | RO | Type 9 — Asset management | 2020-06-29 | 2024-10-31 |
| HTF Securities Limited 瑞豐國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-04-17 | 2020-03-09 |
| HTF Securities Limited 瑞豐國際證券有限公司 |
RO | Type 4 — Advising on securities | 2019-04-17 | 2020-03-09 |
| HTF Securities Limited 瑞豐國際證券有限公司 |
RO | Type 9 — Asset management | 2019-04-17 | 2020-03-09 |
| Wan Lung Securities Limited 萬隆證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-05-03 | 2019-03-06 |
| Wan Lung Securities Limited 萬隆證券有限公司 |
RO | Type 4 — Advising on securities | 2018-05-03 | 2019-03-06 |
| Wan Lung Securities Limited 萬隆證券有限公司 |
RO | Type 9 — Asset management | 2018-05-03 | 2019-03-06 |
| China New Securities Limited 中新證券有限公司 |
RO | Type 1 — Dealing in securities | 2015-11-19 | 2018-02-10 |
| China New Securities Limited 中新證券有限公司 |
RO | Type 4 — Advising on securities | 2015-11-19 | 2018-02-10 |
| China New Securities Limited 中新證券有限公司 |
RO | Type 9 — Asset management | 2015-11-19 | 2018-02-10 |
| Head & Shoulders Asset Management Limited 聯合資產管理有限公司 |
RO | Type 9 — Asset management | 2012-05-21 | 2015-05-01 |
| Mage Securities Limited 明璣證券有限公司 |
RO | Type 1 — Dealing in securities | 2012-03-27 | 2015-05-01 |
| Mage Securities Limited 明璣證券有限公司 |
RO | Type 4 — Advising on securities | 2012-03-27 | 2015-05-01 |
| Mage Securities Limited 明璣證券有限公司 |
RO | Type 9 — Asset management | 2012-01-04 | 2012-05-21 |
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-25 | 2012-03-27 |
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 4 — Advising on securities | 2011-11-25 | 2012-03-27 |
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 9 — Asset management | 2011-11-25 | 2012-01-04 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2011-08-31 | 2011-11-01 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-08-11 | 2011-11-01 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
Rep | Type 9 — Asset management | 2005-04-19 | 2011-11-01 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2004-03-03 | 2010-07-21 |