Karl-Thomson Securities Company Limited
高信證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Karl-Thomson Securities Company Limited (高信證券有限公司), a Hong Kong-based licensed corporation with CE reference ACE607. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 9 — Asset management. Current licensed staff on file: 18 (total recorded over time: 112).
Registered address
Rooms 606-610 6/F, Tai Yau Building, 181 Johnston Road, Wan Chai HK
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 9 — Asset management | present | present |
| Type 4 — Advising on securities | present | 2004-11-30 |
| Type 6 — Advising on corporate finance | present | 2004-11-30 |
| Type 7 — Providing automated trading services | present | 2004-11-30 |
Licensed staff (all-time) (112)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Dao Chong Chan 陳道庄 | RO 1 Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Lap Kwan Chan 陳立群 | RO 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Pui Kwan Cheung 張培群 | RO 1 Rep 1, 4, 6, 7, 9 | Pre-2003 | 2016-09 |
| Sheung Yuk Chiu 趙嫦玉 | RO 1 Rep 1 | 2009-07 | 2016-01 |
| Jimmy Tsun Kuen Fong 方振權 | RO 1 Rep 1 | 2020-01 | 2021-05 |
| Mingyue Hu 胡明月 | RO 1 Rep 1, 9 | 2013-11 | 2021-03 |
| Kwok Hing Lam 藍國慶 | RO 1, 4, 6, 7, 9 | Pre-2003 | 2005-09 |
| Kwok Lun Nam 藍國倫 | RO 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Wing Yiu Sung 宋榮耀 | RO 1, 7, 9 | Pre-2003 | Present |
| Joey Pui Yan Wong 黃佩恩 | RO 1 Rep 1, 4, 6, 7, 9 | Pre-2003 | 2012-03 |
| Lawrence Kwok Keung Wong 黃國強 | RO 1 Rep 1, 4, 6, 7, 9 | Pre-2003 | 2022-03 |
| Agnes Mang Ching Wu 胡孟青 | RO 1, 4, 6, 7, 9 | Pre-2003 | 2004-11 |
| Man Kuen Au 區敏娟 | Rep 1 | 2010-03 | 2019-12 |
| Wood Ling Au 區活寧 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2003-07 |
| Chor Kiu Chan 陳楚翹 | Rep 1, 9 | 2011-11 | 2017-08 |
| Ellis Chi Fai Chan 陳志輝 | Rep 1 | 2008-01 | 2009-03 |
| Erika Ka Yee Chan 陳嘉怡 | Rep 1 | 2015-05 | Present |
| Ho Ming (SFC:ACL529) Chan 陳可明 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2004-02 |
| Kam Hang Chan 陳鑑鏗 | Rep 1 | 2015-01 | 2016-07 |
| Oscar Ching Fan Chan 陳政勳 | Rep 1 | 2009-08 | 2011-11 |
| Pui Man (SFC:BQI558) Chan 陳佩雯 | Rep 1 | 2021-01 | 2022-12 |
| Yin Bing Chan 陳彥冰 | Rep 1, 9 | 2009-07 | 2016-11 |
| Chung Sing Cheng 鄭頌星 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2025-01 |
| Wing Hung Cheng 鄭永鴻 | Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Anthony Chun Man Cheung 張俊文 | Rep 1, 9 | 2009-05 | 2016-06 |
| Eman Chi Ying Cheung 張智瑩 | Rep 1 | 2010-04 | 2011-08 |
| Lee Lai Cheung 張莉麗 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2006-07 |
| Nuen Wa Cheung 張暖華 | Rep 1 | 2009-09 | 2019-08 |
| Wing Fat Ching 程永發 | Rep 1 | 2004-09 | 2007-05 |
| Yiu Sze Chow 周耀時 | Rep 1, 9 | 2006-10 | 2010-09 |
| Mei Lan Chu 朱美蘭 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2007-01 |
| Wai Man Chu 朱維民 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2008-08 |
| Ivy Kam Fun Chung 鍾錦芬 | Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Chi Ming Fan 范智明 | Rep 1 | 2009-02 | Present |
| Paul Chin Pang Fan 范展鵬 | Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Ching Man Fung 馮靜文 | Rep 1 | 2009-02 | Present |
| Darryl Si Luen Fung 馮思倫 | Rep 1, 9 | 2009-04 | Present |
| Pui Kin Fung 馮培健 | Rep 1, 9 | 2009-07 | 2016-09 |
| Ivan Grishin | Rep 1 | 2023-03 | 2024-01 |
| Catherine Sze Ka Ho 賀施嘉 | Rep 1 | 2009-09 | 2018-07 |
| Michael Yui Kin Ho 何銳堅 | Rep 1 | 2003-05 | 2017-08 |
| Wing Fai Ho 何永輝 | Rep 1, 9 | 2009-05 | 2016-05 |
| Alywin Yin Chun Hui 許彥浚 | Rep 1, 9 | 2010-06 | 2011-08 |
| Ka Kit Hui 許家傑 | Rep 1, 9 | 2009-06 | 2013-01 |
| Cheong Ming Kam 金昌明 | Rep 1 | 2009-10 | 2010-05 |
| Michelle Katherine Maygig Kan 簡美潔 | Rep 1 | 2009-06 | 2011-09 |
| Choi Fai Ko 高蔡暉 | Rep 1, 9 | 2011-08 | 2018-08 |
| Joan Shuk Ching Koo 古淑貞 | Rep 1 | 2013-12 | 2016-07 |
| Chi Shing Kung 龔志成 | Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Ka Man Kwan 關嘉敏 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2006-05 |
| Yuen Ting Kwok 郭婉婷 | Rep 1 | 2009-09 | 2013-08 |
| Man Kei Lai 黎文琪 | Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Kate Hiu Ha Lam 林曉霞 | Rep 1 | 2003-10 | 2004-03 |
| Mei Yung Lam 林美容 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2005-06 |
| Mun Ling Lam 林敏玲 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2003-07 |
| Wai Leung (SFC:ABM099) Lam 藍偉良 | Rep 1 | 2004-08 | 2005-12 |
| Wai Leung (SFC:AIX165) Lam 林偉亮 | Rep 1, 9 | 2005-11 | 2023-05 |
| Chi Hung (SFC:AVD366) Lau 劉志雄 | Rep 1 | 2010-05 | 2012-12 |
| Yan Ting (SFC:BAX545) Lau 劉欣庭 | Rep 1, 9 | 2014-06 | 2017-11 |
| King Yan Law 羅景仁 | Rep 1 | 2009-10 | Present |
| Kin Wah Lee 李建華 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2021-07 |
| Ching Lin Leung 梁晴蓮 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2014-11 |
| Chun Chau Leung 梁鎮洲 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2006-03 |
| Janet Yin Ling Leung 梁燕玲 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2021-03 |
| Siu Kwong Leung 梁兆廣 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2010-11 |
| George Ko Wing Li 李高榮 | Rep 1 | 2011-01 | 2012-11 |
| Louis Lok Tao Li 李樂陶 | Rep 1 | 2014-07 | 2015-09 |
| Patrick Kin Kwong Li 李建光 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2004-05 |
| Yip Kei Li 李業基 | Rep 1 | 2015-05 | 2015-12 |
| Cheuk Wing Henry Ling 凌卓榮 | Rep 1, 9 | 2014-07 | 2017-03 |
| Alice Pik Nar Liu 廖碧娜 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2020-01 |
| Blythe Ming Wai Liu 廖名慧 | Rep 1 | 2010-08 | 2010-11 |
| Tin Wai Liu 廖天為 | Rep 1 | 2010-10 | 2019-11 |
| Caness Siu Wai Lo 老小慧 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2014-03 |
| Dennis Hin Yeung Lui 呂顯揚 | Rep 1 | 2014-04 | 2015-11 |
| Wai Hung (SFC:AME503) Mok 莫偉雄 | Rep 1, 9 | 2005-08 | 2007-06 |
| Beverly Man Wai Nam 藍文惠 | Rep 1, 9 | 2017-08 | 2017-10 |
| Chee Keung Nam 藍志強 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2017-07 |
| Cheung Sin Ng 吳昌善 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2005-12 |
| Chi Hang (SFC:AJI713) Ng 伍志恆 | Rep 1 | 2010-08 | 2011-03 |
| Kam Ho Ng 吳錦浩 | Rep 1 | 2009-03 | 2021-07 |
| Kam Wo Ng 吳金和 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2010-03 |
| Mei Kuen Ng 吳美娟 | Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Raymond Wai Man (SFC:AFT926) Ng 吳偉文 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2006-07 |
| Shun Ping Poon 潘順萍 | Rep 1 | 2007-08 | 2007-09 |
| Jimmy Chi Kwan Sham 沈治鈞 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2003-12 |
| Kin So 蘇健 | Rep 1, 9 | 2009-09 | 2015-07 |
| Rui (SFC:BGA602) Song 宋瑞 | Rep 1 | 2015-09 | 2017-08 |
| Chih Ling Sung 宋芝齡 | Rep 1 | 2018-10 | 2020-06 |
| Mei Kwan Tam 談美君 | Rep 1 | 2009-10 | 2011-10 |
| Lai Kwan Tang 鄧麗群 | Rep 1 | 2009-02 | 2015-12 |
| Siu Hong Tang 鄧紹康 | Rep 1 | 2010-09 | 2011-03 |
| Eric Pui Yung Tsung 叢培勇 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2008-10 |
| Chi Ho (SFC:BEW421) Wong 黃滋灝 | Rep 1 | 2015-02 | 2015-10 |
| Chi Kit Wong 黃志傑 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2004-10 |
| Cho Wai (SFC:ART678) Wong 黃祖維 | Rep 1 | 2009-05 | 2011-08 |
| Herbert King Ho Wong 黃景豪 | Rep 1 | 2008-03 | 2010-10 |
| Hin Yat Wong 黃衍一 | Rep 1 | 2021-03 | Present |
| Hon Ting Wong 王寒汀 | Rep 1 | 2009-09 | 2011-06 |
| Man Ngai Wong 黃猛毅 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2003-04 |
Showing 1–100 of 112
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