Jimmy Tsun Kuen Fong
方振權
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jimmy Tsun Kuen Fong (方振權), a licensed former licensee with CE reference AAB565. Total licence records on file: 34.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| M&F Asset Management Limited 渼豐資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2025-09-18 | 2026-04-30 |
| Morton Securities Limited 萬基證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-10-27 | 2024-05-31 |
| Morton Securities Limited 萬基證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-09-09 | 2021-10-27 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-02-03 | 2021-05-15 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
RO | Type 4 — Advising on securities | 2020-02-03 | 2021-05-15 |
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-01-08 | 2020-02-03 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2020-01-08 | 2020-02-03 |
| Business Securities Limited 東信證券有限公司 |
RO | Type 4 — Advising on securities | 2019-05-09 | 2019-07-31 |
| Business Securities Limited 東信證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-11-09 | 2019-07-31 |
| Beijing Securities Limited 北京證券有限公司 |
RO | Type 4 — Advising on securities | 2016-05-12 | 2018-06-20 |
| Beijing Securities Limited 北京證券有限公司 |
RO | Type 1 — Dealing in securities | 2013-03-13 | 2018-06-20 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-02-28 | 2013-03-13 |
| Wing Fung Securities Limited 永豐證券有限公司 |
RO | Type 1 — Dealing in securities | 2010-09-27 | 2013-02-01 |
| Wing Fung Futures Limited 永豐期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2010-09-27 | 2013-02-01 |
| Wing Fung Forex Limited 永豐外匯有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2010-09-27 | 2013-02-01 |
| Wing Fung Securities Limited 永豐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-19 | 2010-09-27 |
| Wing Fung Futures Limited 永豐期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-08-19 | 2010-09-27 |
| Wing Fung Forex Limited 永豐外匯有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2010-08-19 | 2010-09-27 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
RO | Type 1 — Dealing in securities | 2004-10-20 | 2010-07-31 |
| Shun Loong Futures Limited 順隆期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2004-10-20 | 2010-07-31 |
| Shun Loong Forex Company Limited 順隆外匯有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2003-10-24 | 2010-07-31 |
| Sun Tai Cheung Credits Limited 新泰昌授信有限公司 |
Rep | Type 8 — Securities margin financing | present | 2004-10-20 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
RO | Type 1 — Dealing in securities | present | 2010-07-31 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2010-07-31 |
| CES International Commodities (HK) Limited | RO | Type 2 — Dealing in futures contracts | present | 2010-07-31 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | present | 2010-07-31 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
RO | Type 4 — Advising on securities | present | 2003-10-24 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2003-10-24 |
| CES International Commodities (HK) Limited | RO | Type 5 — Advising on futures contracts | present | 2003-10-24 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-10-24 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
RO | Type 7 — Providing automated trading services | present | 2003-07-07 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
RO | Type 9 — Asset management | present | 2003-10-24 |
| CES International Commodities (HK) Limited | RO | Type 9 — Asset management | present | 2003-10-24 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
RO | Type 9 — Asset management | present | 2003-10-24 |