Business Securities Limited
東信證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Business Securities Limited (東信證券有限公司), a Hong Kong-based licensed corporation with CE reference AEF425. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities. Current licensed staff on file: 0 (total recorded over time: 45). Earliest licence on file: 2019-05-09.
Registered address
20- 21/F, 83 Queen's Road East, Wanchai
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 4 — Advising on securities | 2019-05-09 | present |
| Type 4 — Advising on securities | present | 2004-11-11 |
| Type 6 — Advising on corporate finance | present | 2004-11-11 |
| Type 9 — Asset management | present | 2004-11-11 |
Licensed staff (all-time) (45)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Shue Keung Chan 陳樹強 | RO 1, 4 | 2024-03 | 2025-07 |
| Jimmy Tsun Kuen Fong 方振權 | RO 1, 4 | 2018-11 | 2019-07 |
| Banny Shu To Kwok 郭樹滔 | RO 1, 4, 6, 9 | Pre-2003 | 2018-08 |
| Yiu Cheong Lau 劉耀昌 | RO 1 Rep 1, 4, 6, 9 | Pre-2003 | 2009-10 |
| Chris Tsz On Lo 盧子安 | RO 1, 4 | 2024-05 | 2025-02 |
| Kwok Fai Shum 岑國輝 | RO 1 Rep 1 | 2018-04 | 2018-08 |
| Kin Chuen Szeto 司徒健全 | RO 1, 4, 6, 9 | Pre-2003 | 2024-02 |
| Kin Fai Wong 王健輝 | RO 1, 4 | 2020-06 | 2022-06 |
| Kwok On Woo 胡國安 | RO 1 Rep 1 | 2017-11 | 2018-08 |
| Lai Ping Woo 胡麗冰 | RO 1, 4 Rep 1, 4, 6, 9 | Pre-2003 | 2024-03 |
| King Tang Yan 甄景騰 | RO 1, 4 Rep 1, 4 | 2022-09 | 2024-01 |
| Rose Mary Wing Yan Chan 陳詠欣 | Rep 1 | 2003-11 | 2005-11 |
| Sau Yi Chan 陳秀儀 | Rep 1, 4, 6, 9 | Pre-2003 | 2007-01 |
| Shing Cheong (SFC:AAB209) Chan 陳成昌 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-08 |
| Simon Wan Shiu Chan 陳允劭 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-02 |
| Suet Sum Chan 陳雪森 | Rep 1, 4, 6, 9 | Pre-2003 | 2024-03 |
| Ping Chuen Cheng 鄭炳全 | Rep 1, 4, 6, 9 | Pre-2003 | 2014-01 |
| Mei Cheung 張薇 | Rep 1, 4, 6, 9 | Pre-2003 | 2024-02 |
| Man Hon Chiu 趙文康 | Rep 1, 4, 6, 9 | Pre-2003 | 2006-06 |
| David Sai Cheong Chui 徐世昌 | Rep 1, 4, 6, 9 | Pre-2003 | 2012-12 |
| Ying Ching Fong 方凝清 | Rep 1 | 2020-07 | 2024-07 |
| Francis Chak Chuen Fung 馮澤全 | Rep 1, 4, 6, 9 | Pre-2003 | 2018-01 |
| May Ling Go 吳美玲 | Rep 1, 4, 6, 9 | Pre-2003 | 2024-03 |
| Cheuk Lung Keung 姜卓龍 | Rep 1 | 2007-02 | 2008-12 |
| Man Sang Keung 姜民生 | Rep 1 | 2013-08 | 2018-10 |
| Patrick Ian Leong Kuan 關恩亮 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-10 |
| Wai Ming Kwong 鄺偉明 | Rep 1, 4, 6, 9 | Pre-2003 | 2007-07 |
| Mavis Hoi Yin Lam 林海燕 | Rep 1 | 2010-09 | 2013-06 |
| Muk Keung Lau 柳木強 | Rep 1 | 2009-11 | 2016-03 |
| Siu Yuen Lee 李兆源 | Rep 1, 4, 6, 9 | Pre-2003 | 2009-08 |
| Felix Kam Chuen Leung 梁金全 | Rep 1 | 2010-11 | 2017-07 |
| Yun Wing Leung 梁潤榮 | Rep 1, 4, 6, 9 | Pre-2003 | 2007-01 |
| Martin Kim Ho Li 李劍豪 | Rep 1 | 2018-08 | 2021-06 |
| Chuen Fung Lin 連轉逢 | Rep 1, 4, 6, 9 | Pre-2003 | 2007-03 |
| Rosaline Wing Yee Mak 麥詠儀 | Rep 1, 4, 6, 9 | Pre-2003 | 2024-03 |
| Alan Cheuk Lun Ng 吳焯倫 | Rep 1 | 2010-05 | 2011-05 |
| Pak Wai Ng 伍百威 | Rep 1, 4, 6, 9 | Pre-2003 | 2024-03 |
| Man Fai Poon 潘文輝 | Rep 1 | 2007-07 | 2014-06 |
| Ho Nam Sze-To 司徒浩南 | Rep 1 | 2011-03 | 2024-02 |
| Cheuk Lam (SFC:ASX897) Wong 王卓琳 | Rep 1 | 2018-06 | 2018-08 |
| May Lin Wong 黃美蓮 | Rep 1 | 2003-05 | 2020-01 |
| Pak Kim Wong 黃百儉 | Rep 1, 4, 6, 9 | Pre-2003 | 2020-03 |
| Winny Man Wong 黃敏 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-06 |
| Ho Sang Yeung 楊浩笙 | Rep 1, 4, 6, 9 | Pre-2003 | 2024-03 |
| Mimi Man Yi Yeung 楊敏儀 | Rep 1, 4, 6, 9 | Pre-2003 | 2015-10 |
Showing 1–45 of 45
Other Hong Kong SFC firms with overlapping regulated activities
China International Capital Corporation Hong Kong Securities Limited
CE AEN894 · 1661 staff · 2 shared activity types · 中國國際金融香港證券有限公司
CLSA Limited
CE AAB893 · 1398 staff · 2 shared activity types · 中信里昂證券有限公司
Morgan Stanley Asia Limited
CE AAD291 · 921 staff · 2 shared activity types · 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 · 895 staff · 2 shared activity types · 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 · 836 staff · 2 shared activity types · 華泰金融控股(香港)有限公司
Nomura International (Hong Kong) Limited
CE AAF742 · 544 staff · 2 shared activity types · 野村國際(香港)有限公司
Citigroup Global Markets Asia Limited
CE AAA137 · 465 staff · 2 shared activity types · 花旗環球金融亞洲有限公司
Everbright Securities Investment Services (HK) Limited
CE AAC153 · 434 staff · 2 shared activity types · 光大證券投資服務(香港)有限公司