King Tang Yan
甄景騰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for King Tang Yan (甄景騰), a licensed Responsible Officer with CE reference ACD374. Currently licensed at 1 firm(s): Glenworth Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Glenworth Capital Limited | RO | Type 4 — Advising on securities | 2025-01-08 | present |
| Glenworth Capital Limited | RO | Type 9 — Asset management | 2025-01-08 | present |
| Grand China Securities Limited 華業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-02-06 | 2024-10-08 |
| Grand China Securities Limited 華業證券有限公司 |
Rep | Type 4 — Advising on securities | 2024-02-06 | 2024-10-08 |
| Grand China Securities Limited 華業證券有限公司 |
Rep | Type 9 — Asset management | 2024-02-06 | 2024-10-08 |
| Business Securities Limited 東信證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-12-14 | 2024-01-19 |
| Business Securities Limited 東信證券有限公司 |
RO | Type 4 — Advising on securities | 2022-12-14 | 2024-01-19 |
| Business Securities Limited 東信證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-09-15 | 2022-12-14 |
| Business Securities Limited 東信證券有限公司 |
Rep | Type 4 — Advising on securities | 2022-09-15 | 2022-12-14 |
| Growth Track Asset Management Limited 高富資產管理有限公司 |
RO | Type 9 — Asset management | 2017-06-22 | 2022-04-20 |
| GT Capital Limited 高富金融有限公司 |
RO | Type 4 — Advising on securities | 2015-12-28 | 2022-06-30 |
| GT Capital Limited 高富金融有限公司 |
RO | Type 1 — Dealing in securities | 2015-06-30 | 2022-06-30 |
| M Securities Limited 雙龍證券有限公司 |
RO | Type 1 — Dealing in securities | 2006-02-23 | 2015-04-22 |
| Nerico Brothers Limited | RO | Type 2 — Dealing in futures contracts | present | 2006-02-03 |
| Nerico Brothers Limited | RO | Type 5 — Advising on futures contracts | present | 2004-08-02 |
| Nerico Brothers Limited | RO | Type 9 — Asset management | present | 2006-02-03 |