Glenworth Capital Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Glenworth Capital Limited, a Hong Kong-based licensed corporation with CE reference BAK510. Currently licensed for regulated activity type(s) 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 6 (total recorded over time: 26). Earliest licence on file: 2013-01-29.
Registered address
Room 617, 6/F, World-Wide House, 19 Des Voeux Road, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2013-01-29 | present |
| Type 9 — Asset management | 2013-01-29 | present |
Licensed staff (all-time) (26)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Wah Lee Chan 陳華利 | RO 4, 9 | 2018-10 | 2022-05 |
| Hui Chen Chou 周慧珍 | RO 4, 9 | 2014-03 | 2014-08 |
| Tsz Lan Chua 蔡紫蘭 | RO 4, 9 Rep 4, 9 | 2019-11 | Present |
| Nigel Timothy Kay | RO 4, 9 | 2013-01 | 2013-04 |
| Chi Hang Kwan 關智恒 | RO 4, 9 Rep 4, 9 | 2023-09 | 2024-05 |
| Shun Tim Kwok 郭純恬 | RO 4, 9 Rep 4, 9 | 2013-03 | 2013-08 |
| Henry Yuk Ho Kwong 鄺鋈豪 | RO 4, 9 | 2013-06 | 2013-10 |
| Sunming Lin 林孫明 | RO 4, 9 | 2024-04 | Present |
| Ivy Lok Ping Pan 潘樂平 | RO 4, 9 Rep 4, 9 | 2021-06 | 2023-08 |
| John Cyril Lester Schofield | RO 4, 9 | 2015-12 | 2017-06 |
| Ivan Kun Lam Tsui 徐觀林 | RO 4, 9 | 2013-01 | 2013-02 |
| Alexandre Chi An Wei 魏啟安 | RO 4, 9 Rep 4, 9 | 2017-05 | 2019-09 |
| Chi Kin (SFC:AIC832) Wong 黃志堅 | RO 4, 9 Rep 4, 9 | 2014-12 | 2015-09 |
| Kwok Leung Wu 胡國良 | RO 4, 9 | 2017-09 | 2018-02 |
| King Tang Yan 甄景騰 | RO 4, 9 | 2025-01 | Present |
| Ming Kwan Yip 葉明君 | RO 4, 9 Rep 4, 9 | 2018-08 | 2019-06 |
| Bernard Shui Sang Yu 余瑞生 | RO 4, 9 | 2017-08 | 2018-02 |
| Wing Hung Yu 余永洪 | RO 4, 9 Rep 4, 9 | 2015-02 | 2017-01 |
| Joseph Gin Ming Kwong 鄺展明 | Rep 4 | 2013-06 | 2013-08 |
| Ringo Leong Hang Lai 黎亮恒 | Rep 4, 9 | 2017-10 | 2023-08 |
| Kam Fai Leung 梁錦輝 | Rep 4 | 2023-06 | 2024-11 |
| James Kwok Keung Ng 吳國強 | Rep 4, 9 | 2017-10 | 2023-09 |
| Winnie Lai Ling Ng 吳麗玲 | Rep 4, 9 | 2023-11 | Present |
| Foelan Wong 黃富仁 | Rep 4, 9 | 2013-10 | 2013-11 |
| Junbeom Yoo | Rep 4, 9 | 2024-04 | Present |
| Zhihao Zhong 鍾智豪 | Rep 4, 9 | 2024-05 | Present |
Showing 1–26 of 26
Other Hong Kong SFC firms with overlapping regulated activities
Morgan Stanley Asia Limited
CE AAD291 · 921 staff · 2 shared activity types · 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 · 895 staff · 2 shared activity types · 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 · 836 staff · 2 shared activity types · 華泰金融控股(香港)有限公司
Everbright Securities Investment Services (HK) Limited
CE AAC153 · 434 staff · 2 shared activity types · 光大證券投資服務（香港）有限公司
Manulife Investment Management (Hong Kong) Limited
CE ACP555 · 408 staff · 2 shared activity types · 宏利投資管理(香港)有限公司
China Merchants Securities (HK) Co., Limited
CE AAI650 · 394 staff · 2 shared activity types · 招商證券(香港)有限公司
Phillip Securities (Hong Kong) Limited
CE AAG460 · 325 staff · 2 shared activity types · 輝立證券(香港)有限公司
Mizuho Securities Asia Limited
CE AEZ953 · 269 staff · 2 shared activity types · 瑞穗證券亞洲有限公司