Kwok Leung Wu
胡國良
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Leung Wu (胡國良), a licensed former licensee with CE reference AJB638. Total licence records on file: 24.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ZM Asset Management Limited 正美資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-03-07 | 2026-02-28 |
| ZM Asset Management Limited 正美資產管理有限公司 |
RO | Type 9 — Asset management | 2022-03-07 | 2026-02-28 |
| Original Group Securities Limited 原創集團證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-10-07 | 2022-01-31 |
| PSG Digital Asia Limited | RO | Type 4 — Advising on securities | 2020-10-07 | 2022-01-31 |
| PSG Digital Asia Limited | RO | Type 9 — Asset management | 2020-10-07 | 2022-01-31 |
| PSG Digital Asia Limited | Rep | Type 4 — Advising on securities | 2020-09-25 | 2020-10-07 |
| PSG Digital Asia Limited | Rep | Type 9 — Asset management | 2020-09-25 | 2020-10-07 |
| SDHG International Asset Management Limited 山高國際資產管理有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-03-12 | 2020-07-03 |
| SDHG International Asset Management Limited 山高國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-03-12 | 2020-07-03 |
| SDHG International Asset Management Limited 山高國際資產管理有限公司 |
RO | Type 5 — Advising on futures contracts | 2019-03-12 | 2020-07-03 |
| SDHG International Asset Management Limited 山高國際資產管理有限公司 |
RO | Type 9 — Asset management | 2019-03-12 | 2020-07-03 |
| SDHG International Asset Management Limited 山高國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-01-23 | 2019-03-12 |
| SDHG International Asset Management Limited 山高國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-01-23 | 2019-03-12 |
| Red South Investment Management Limited 紅南投資管理有限公司 |
RO | Type 4 — Advising on securities | 2018-06-11 | 2018-12-07 |
| Red South Investment Management Limited 紅南投資管理有限公司 |
RO | Type 9 — Asset management | 2018-06-11 | 2018-12-07 |
| Red South Investment Management Limited 紅南投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-04-23 | 2018-06-11 |
| Red South Investment Management Limited 紅南投資管理有限公司 |
Rep | Type 9 — Asset management | 2018-04-23 | 2018-06-11 |
| Glenworth Capital Limited | RO | Type 4 — Advising on securities | 2017-09-21 | 2018-02-01 |
| Glenworth Capital Limited | RO | Type 9 — Asset management | 2017-09-21 | 2018-02-01 |
| iBest Consultants Limited | RO | Type 1 — Dealing in securities | 2014-12-03 | 2016-05-15 |
| iBest Consultants Limited | RO | Type 2 — Dealing in futures contracts | 2014-12-03 | 2015-06-02 |
| iBest Consultants Limited | RO | Type 4 — Advising on securities | 2014-12-03 | 2016-05-15 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-05-25 | 2014-05-01 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2009-02-16 | 2014-05-01 |