Chi Hang Kwan
關智恒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Hang Kwan (關智恒), a licensed former licensee with CE reference AGL438. Total licence records on file: 35.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Greater China Securities Limited 大中華證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-07-19 | 2025-06-10 |
| Alaya Capital Limited 藏識資本有限公司 |
Rep | Type 4 — Advising on securities | 2024-07-19 | 2025-06-10 |
| Alaya Capital Limited 藏識資本有限公司 |
Rep | Type 9 — Asset management | 2024-07-19 | 2025-06-10 |
| Glenworth Capital Limited | RO | Type 4 — Advising on securities | 2023-10-03 | 2024-05-31 |
| Glenworth Capital Limited | RO | Type 9 — Asset management | 2023-10-03 | 2024-05-31 |
| Glenworth Capital Limited | Rep | Type 4 — Advising on securities | 2023-09-26 | 2023-10-03 |
| Glenworth Capital Limited | Rep | Type 9 — Asset management | 2023-09-26 | 2023-10-03 |
| Alpha Nova Capital Management Limited |
RO | Type 4 — Advising on securities | 2023-05-08 | 2023-09-15 |
| Alpha Nova Capital Management Limited |
RO | Type 9 — Asset management | 2023-05-08 | 2023-09-15 |
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
RO | Type 4 — Advising on securities | 2021-11-17 | 2022-06-22 |
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
RO | Type 9 — Asset management | 2021-11-17 | 2022-06-22 |
| Innovest Securities Investment Limited 粵創證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2021-08-03 | 2022-06-22 |
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-08-03 | 2021-11-17 |
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
Rep | Type 9 — Asset management | 2021-08-03 | 2021-11-17 |
| Alpha Nova Capital Management Limited |
RO | Type 4 — Advising on securities | 2020-10-23 | 2021-07-15 |
| Alpha Nova Capital Management Limited |
RO | Type 9 — Asset management | 2020-10-23 | 2021-07-15 |
| Chung Lee Securities Company Limited 眾利股票有限公司 |
RO | Type 1 — Dealing in securities | 2019-11-19 | 2020-02-01 |
| ZhongHua Finance Asset Management Co., Limited 中華金融資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-11-19 | 2020-01-31 |
| ZhongHua Finance Asset Management Co., Limited 中華金融資產管理有限公司 |
RO | Type 9 — Asset management | 2019-11-19 | 2020-01-31 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 1 — Dealing in securities | 2019-05-30 | 2019-09-01 |
| Chung Lee Securities Company Limited 眾利股票有限公司 |
RO | Type 1 — Dealing in securities | 2018-12-10 | 2019-04-25 |
| ZhongHua Finance Asset Management Co., Limited 中華金融資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-08-08 | 2019-04-25 |
| Vision Capital International Holdings Limited 萬盛金融控股有限公司 |
RO | Type 1 — Dealing in securities | 2016-04-26 | 2017-12-15 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-01-26 | 2013-03-06 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-01-26 | 2013-03-06 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2004-04-23 | 2006-05-13 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-05-13 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2006-05-13 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-26 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-08-26 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-26 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-08-26 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-08-26 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-26 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-26 |