ZhongHua Finance Asset Management Co., Limited
中華金融資產管理有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for ZhongHua Finance Asset Management Co., Limited (中華金融資產管理有限公司), a Hong Kong-based licensed corporation with CE reference AWD972. Current licensed staff on file: 0 (total recorded over time: 19). Earliest licence on file: 2011-01-06.
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2018-08-08 | 2021-02-17 |
| Type 9 — Asset management | 2011-01-06 | 2021-02-17 |
Licensed staff (all-time) (19)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Nan Ying Cheng 鄭嵐英 | RO 9 Rep 9 | 2020-05 | 2020-11 |
| Sau Ming Chu 朱秀明 | RO 4, 9 | 2017-11 | 2019-11 |
| Chinh Hung Dao | RO 9 | 2011-01 | 2017-12 |
| Daniel Chi Kit Hui 許志傑 | RO 4, 9 Rep 4, 9 | 2019-12 | 2020-02 |
| Chi Hang Kwan 關智恒 | RO 4, 9 | 2018-08 | 2020-01 |
| Toby Tse San Kwong 鄺紫珊 | RO 4, 9 Rep 4, 9 | 2020-02 | 2021-02 |
| Dennis Che Chung Lam 林志聰 | RO 4, 9 | 2018-04 | 2020-01 |
| Pui Kit Lau 劉佩傑 | RO 9 | 2017-01 | 2017-10 |
| Kwok Chi Law 羅國智 | RO 4 | 2019-08 | 2019-10 |
| Chun-Ting Lee 李俊廷 | RO 4, 9 | 2020-02 | 2020-12 |
| Meng Lee Tan 陳名禮 | RO 9 | 2011-01 | 2019-02 |
| Shuk Ying Au 區淑盈 | Rep 4, 9 | 2020-08 | 2020-08 |
| Hoe Kay Ho 何浩基 | Rep 4 | 2019-05 | 2020-02 |
| Cheuk Nam Law 羅卓楠 | Rep 9 | 2017-09 | 2018-09 |
| Sing Wing Lee 李盛榮 | Rep 4, 9 | 2020-02 | 2020-11 |
| Chok Wah Mui 梅作華 | Rep 4, 9 | 2020-02 | 2020-05 |
| Pui King Yip 葉佩琼 | Rep 9 | 2019-12 | 2020-11 |
| Siu Chun Yue 余肇浚 | Rep 9 | 2019-04 | 2019-11 |
| Qiang (SFC:BCH678) Zhang 張强 | Rep 4, 9 | 2020-10 | 2020-11 |
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